Notifications of voting rights
According to § 21 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG) shareholders are obliged to notify any changes in their voting rights in relation to their shares held in zooplus AG in the event that their holdings meet, exceed or fall short of the legal thresholds.
Notifications of voting rights will be published on this page.
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 11 Oct 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.20 % | 1.56 % | 4.76 % | 7,149,178 |
| Previous notification | 4.43 % | 0.20 % | 4.62 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 229,093 | 0.00 % | 3.20 % |
| Total | 229,093 | 3.20 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 111,312 | 1.56 % |
| Total | 111,312 | 1.56 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 29.06.2070 | at any time | Cash | 3 | 0.00 % |
| Total | 3 | 0.000041962866 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 15 Oct 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Citigroup Inc. City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Citigroup Global markets Limited |
5. Date on which threshold was crossed or reached:
| 12 Oct 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.001114253974 % | 0.00 % | 3.001114253974 % | 7,149,178 |
| Previous notification | 2.999673528901 % | 0.00 % | 2.999673528901 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 214,555 | 0.00 % | 3.00 % |
| Total | 214,555 | 3.001114253974 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Citigroup Inc. | % | % | % |
| Citigroup Global Markets Holdings Inc | % | % | % |
| Citigroup Financial Products Inc | % | % | % |
| Citigroup Global Markets Europe Finance Limited | % | % | % |
| Citigroup Global Markets (International) Finance GmBH Switzerland | % | % | % |
| Citigroup Global Markets Holdings Bahamas Limited | % | % | % |
| Citigroup Global Markets Limited | 3.00 % | % | % |
| Citigroup Global Markets Europe AG | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 14 Oct 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Citigroup Inc. City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 11 Oct 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.999673528901 % | 0.00 % | 2.999673528901 % | 7,149,178 |
| Previous notification | 3.0010303282 % | 0.00 % | 3.0010303282 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 214,452 | 0.00 % | 3.00 % |
| Total | 214,452 | 2.999673528901 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Citigroup Inc. | % | % | % |
| Citigroup Global Markets Holdings Inc | % | % | % |
| Citigroup Financial Products Inc | % | % | % |
| Citigroup Global Markets Europe Finance Limited | % | % | % |
| Citigroup Global Markets (International) Finance GmBH Switzerland | % | % | % |
| Citigroup Global Markets Holdings Bahamas Limited | % | % | % |
| Citigroup Global Markets Limited | % | % | % |
| Citigroup Global Markets Europe AG | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 13 Oct 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligation
| Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| UBS AG |
5. Date on which threshold was crossed or reached:
| 08 Oct 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 5.71 % | 0.21 % | 5.93 % | 7,149,178 |
| Previous notification | 5.01 % | 0.82 % | 5.82 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 408,539 | 0.00 % | 5.71 % |
| Total | 408,539 | 5.71 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of use over shares | At any time | 15,192 | 0.21 % | |
| Total | 15,192 | 0.21 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | 5.47 % | % | 5.47 % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Limited | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.47 % | % | 5.47 % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) SA | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.47 % | % | 5.47 % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.47 % | % | 5.47 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.47 % | % | 5.47 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.47 % | % | 5.47 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.47 % | % | 5.47 % |
| UBS Europe SE | % | % | % |
| UBS Gestion S.G.I.I.C., SA | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 13 Oct 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: exercise of instruments |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Morgan Stanley & Co. International plc |
5. Date on which threshold was crossed or reached:
| 06 Oct 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.43 % | 0.20 % | 4.62 % | 7,149,178 |
| Previous notification | 2.56 % | 2.09 % | 4.65 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 316,436 | 0.00 % | 4.43 % |
| Total | 316,436 | 4.43 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 14,057 | 0.20 % |
| Total | 14,057 | 0.20 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 29.06.2070 | at any time | Cash | 3 | 0.00 % |
| Total | 3 | 0.000041962866 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | 3.57 % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 12 Oct 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| UBS AG |
5. Date on which threshold was crossed or reached:
| 07 Oct 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 5.01 % | 0.82 % | 5.82 % | 7,149,178 |
| Previous notification | 2.50 % | 4.08 % | 6.57 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 358,087 | 0.00 % | 5.01 % |
| Total | 358,087 | 5.01 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | At any time | 40,000 | 0.56 % | |
| Right of use over shares | At any time | 15,192 | 0.21 % | |
| Total | 55,192 | 0.77 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Swaps on Baskets | 01/01/2031 | Cash | 3,125 | 0.04 % | |
| Total | 3,125 | 0.04 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | 4.76 % | % | 5.37 % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Limited | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.76 % | % | 5.37 % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) SA | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.76 % | % | 5.37 % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.76 % | % | 5.37 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.76 % | % | 5.37 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.76 % | % | 5.37 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.76 % | % | 5.37 % |
| UBS Europe SE | % | % | % |
| UBS Gestion S.G.I.I.C., SA | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 12 Oct 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Citigroup Inc. City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Citigroup Global Markets Limited |
5. Date on which threshold was crossed or reached:
| 06 Oct 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.001030328242 % | 0.00 % | 3.001030328242 % | 7,149,178 |
| Previous notification | n/a % | n/a % | n/a % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 214,549 | 0.00 % | 3.00 % |
| Total | 214,549 | 3.001030328242 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Citigroup Inc. | % | % | % |
| Citigroup Global Markets Holdings Inc | % | % | % |
| Citigroup Financial Products Inc | % | % | % |
| Citigroup Global Markets Europe Finance Limited | % | % | % |
| Citigroup Global Markets (International) Finance GmBH Switzerland | % | % | % |
| Citigroup Global Markets Holdings Bahamas Limited | % | % | % |
| Citigroup Global Markets Limited | 3.00 % | % | % |
| Citigroup Global Markets Europe AG | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 08 Oct 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 05 Oct 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.56 % | 2.09 % | 4.65 % | 7,149,178 |
| Previous notification | 3.19 % | 1.61 % | 4.80 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 182,888 | 0.00 % | 2.56 % |
| Total | 182,888 | 2.56 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 149,533 | 2.09 % |
| Total | 149,533 | 2.09 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 29.06.2070 | at any time | Cash | 3 | 0 % |
| Total | 3 | 0.000041962866 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 11 Oct 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: JPMorgan Chase & Co. City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| J.P. Morgan Securities LLC |
5. Date on which threshold was crossed or reached:
| 06 Oct 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 5.08 % | 0.10 % | 5.18 % | 7,149,178 |
| Previous notification | 4.82 % | 0.19 % | 5.00 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 363,258 | 0.00 % | 5.08 % |
| Total | 363,258 | 5.08 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Equity Swap | 21/09/2022 – 06/07/2026 | 21/09/2022 – 06/07/2026 | Cash | 7,340 | 0.10 % |
| Total | 7,340 | 0.10 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Bank, National Association | % | % | % |
| J.P. Morgan International Finance Limited | % | % | % |
| J.P. Morgan Capital Holdings Limited | % | % | % |
| J.P. Morgan Securities plc | % | % | % |
| – | % | % | % |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Holdings LLC | % | % | % |
| J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % |
| J.P. Morgan Securities LLC | 3.56 % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 08 Oct 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 01 Oct 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.19 % | 1.61 % | 4.80 % | 7,149,178 |
| Previous notification | 2.44 % | 1.60 % | 4.03 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 228,372 | 0.00 % | 3.19 % |
| Total | 228,372 | 3.19 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 114,974 | 1.61 % |
| Total | 114,974 | 1.61 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 29.06.2070 | at any time | Cash | 3 | 0.00 % |
| Total | 3 | 0.000041962866 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 07 Oct 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: JPMorgan Chase & Co. City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| J.P. Morgan Securities LLC |
5. Date on which threshold was crossed or reached:
| 01 Oct 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.82 % | 0.19 % | 5.003288489949 % | 7,149,178 |
| Previous notification | 3.77 % | 0.65 % | 4.43 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 344,374 | 0.00 % | 4.82 % |
| Total | 344,374 | 4.82 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Equity Swap | 27/05/2022 – 06/07/2026 | 27/05/2022 – 06/07/2026 | Cash | 13,320 | 0.19 % |
| Total | 13,320 | 0.19 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Bank, National Association | % | % | % |
| J.P. Morgan International Finance Limited | % | % | % |
| J.P. Morgan Capital Holdings Limited | % | % | % |
| J.P. Morgan Securities plc | % | % | % |
| – | % | % | % |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Holdings LLC | % | % | % |
| J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % |
| J.P. Morgan Securities LLC | 3.56 % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 05 Oct 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: The Goldman Sachs Group, Inc. City of registered office, country: Wilmington, DE, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 29 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.32 % | 1.62 % | 3.94 % | 7,149,178 |
| Previous notification | 3.40 % | 0.64 % | 4.04 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 165,602 | 0,00 % | 2.32 % |
| Total | 165,602 | 2.32 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right To Recall | Open | 1,450 | 0.02 % | |
| Right Of Use | 111,465 | 1.56 % | ||
| Total | 112,915 | 1.58 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Swap | 29.09.2031 | Cash | 2,928 | 0.04 % | |
| Total | 2,928 | 0.04 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| The Goldman Sachs Group, Inc. | % | % | % |
| GSAM Holdings LLC | % | % | % |
| Goldman Sachs Asset Management, L.P. | % | % | % |
| – | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| Goldman Sachs Bank USA | % | % | % |
| Goldman Sachs Bank Europe SE | % | % | % |
| – | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| Goldman Sachs & Co. LLC | % | % | % |
| – | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| Goldman Sachs (UK) L.L.C. | % | % | % |
| Goldman Sachs Group UK Limited | % | % | % |
| Goldman Sachs International | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 04 Oct 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: The Goldman Sachs Group, Inc. City of registered office, country: Wilmington, DE, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Goldman Sachs International |
5. Date on which threshold was crossed or reached:
| 28 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.40 % | 0.64 % | 4.04 % | 7,149,178 |
| Previous notification | 0.59 % | 1.08 % | 1.67 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 243,049 | 0,00 % | 3.40 % |
| Total | 243,049 | 3.40 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right Of Use | 42,581 | 0.60 % | ||
| Total | 42,581 | 0.60 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Swap | 29.09.2031 | Cash | 2,886 | 0.04 % | |
| Total | 2,886 | 0.04 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| The Goldman Sachs Group, Inc. | % | % | % |
| GSAM Holdings LLC | % | % | % |
| Goldman Sachs Asset Management, L.P. | % | % | % |
| – | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| Goldman Sachs Bank USA | % | % | % |
| Goldman Sachs Bank Europe SE | % | % | % |
| – | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| Goldman Sachs & Co. LLC | % | % | % |
| – | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| Goldman Sachs (UK) L.L.C. | % | % | % |
| Goldman Sachs Group UK Limited | % | % | % |
| Goldman Sachs International | 3.02 % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 04 Oct 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 28 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.44 % | 1.60 % | 4.03 % | 7,149,178 |
| Previous notification | 3.02 % | 0.93 % | 3.94 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 174,147 | 0.00 % | 2.44 % |
| Total | 174,147 | 2.44 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 114,274 | 1.60 % |
| Total | 114,274 | 1.60 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 29.06.2070 | at any time | Cash | 3 | 0.00 % |
| Total | 3 | 0.000041962866 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 04 Oct 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 27 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.02 % | 0.93 % | 3.94 % | 7,149,178 |
| Previous notification | 3.85 % | 0.27 % | 4.12 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 215,629 | 0.00 % | 3.02 % |
| Total | 215,629 | 3.02 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 66,394 | 0.93 % |
| Total | 66,394 | 0.93 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | 02.02.2067 to 29.06.2070 | at any time | Cash | 3 | 0.00 % |
| Total | 3 | 0.000041962866 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 01 Oct 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 27 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.50 % | 4.08 % | 6.57 % | 7,149,178 |
| Previous notification | 5.53 % | 0.23 % | 5.76 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 178,589 | 0.00 % | 2.50 % |
| Total | 178,589 | 2.50 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | At any time | 250,069 | 3.50 % | |
| Right of use over shares | At any time | 16,273 | 0.23 % | |
| Total | 266,342 | 3.73 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Swaps on Baskets | 01/01/2031 | Cash | 25,000 | 0.35 % | |
| Total | 25,000 | 0.35 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.90 % |
| UBS Switzerland AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.90 % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Limited | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.90 % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) SA | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.90 % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.90 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.90 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.90 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | % | % | 5.90 % |
| UBS Europe SE | % | % | % |
| UBS Gestion S.G.I.I.C., SA | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 30 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Morgan Stanley & Co. International plc |
5. Date on which threshold was crossed or reached:
| 22 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.85 % | 0.27 % | 4.12 % | 7,149,178 |
| Previous notification | 3.69 % | 0.20 % | 3.89 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 274,973 | 0.00 % | 3.85 % |
| Total | 274,973 | 3.85 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 19,593 | 0.27 % |
| Total | 19,593 | 0.27 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 29.06.2070 | at any time | Cash | 3 | 0 % |
| Total | 3 | 0.000041962866 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | 3.06 % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 28 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: Equity collateral returned |
3. Details of person subject to the notification obligation
| Legal entity: DWS Investment GmbH City of registered office, country: Frankfurt am Main, Germany |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 17 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.29 % | 0.00 % | 2.29 % | 7,149,178 |
| Previous notification | 4.61 % | 0.00 % | 4.61 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 163,717 | 0.00 % | 2.29 % |
| Total | 163,717 | 2.29 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| X | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
| Equity collateral returned via transfer of title. |
Date
| 23 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 17 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.69 % | 0.20 % | 3.89 % | 7,149,178 |
| Previous notification | 4.55 % | 0.20 % | 4.75 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 263,645 | 0.00 % | 3.69 % |
| Total | 263,645 | 3.69 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 14,266 | 0.20 % |
| Total | 14,266 | 0.20 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 29.06.2070 | at any time | Cash | 3 | 0 % |
| Total | 3 | 0.000041962866 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 23 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: Exercise of financial instruments (irrevocable undertakings) |
3. Details of person subject to the notification obligation
| Legal entity: H&F Corporate Investors X, Ltd. City of registered office, country: George Town, Grand Cayman, Cayman Islands |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 17 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 0.00 % | 0.00 % | 0.00 % | 7,149,178 |
| Previous notification | 0.00 % | 6.42 % | 6.42 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| 0 | 0 | 0.00 % | 0.00 % | |
| Total | 0 | 0.00 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| X | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
| The reason for this voting rights notification is the partial exercise of irrevocable undertakings by certain shareholders of zooplus AG by way of declaring acceptance of the takeover offer made by Zorro Bidco S.à r.l. to the shareholders of zooplus AG for 458,963 shares and voting rights in zooplus AG (6.42%). |
Date
| 21 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: Exercise of financial instruments (irrevocable undertakings) |
3. Details of person subject to the notification obligation
| Legal entity: H&F Corporate Investors X, Ltd. City of registered office, country: George Town, Grand Cayman, Cayman Islands |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 16 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 0.00 % | 6.42 % | 6.42 % | 7,149,178 |
| Previous notification | 0.00 % | 17.13 % | 17.13 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| 0 | 0 | 0.00 % | 0.00 % | |
| Total | 0 | 0.00 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Irrevocable undertakings to accept takeover offer | Physical | 458,963 | 6.42 % | ||
| Total | 458,963 | 6.42 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| H&F Corporate Investors X, Ltd. | % | % | % |
| Hellman & Friedman Investors X, L.P. | % | % | % |
| Hellman & Friedman Capital Partners X, L.P. | % | % | % |
| Zorro Holdings GP, LLC | % | % | % |
| Zorro Holdings, L.P. | % | % | % |
| Zorro Topco S.à r.l. | % | % | % |
| Zorro Midco S.à r.l. | % | % | % |
| Zorro Bidco S.à r.l. | % | 6.42 % | 6.42 % |
| – | % | % | % |
| H&F Corporate Investors X, Ltd. | % | % | % |
| Hellman & Friedman Investors X, L.P. | % | % | % |
| Hellman & Friedman Capital Partners X (Parallel), L.P. | % | % | % |
| Zorro Holdings GP, LLC | % | % | % |
| Zorro Holdings, L.P. | % | % | % |
| Zorro Topco S.à r.l. | % | % | % |
| Zorro Midco S.à r.l. | % | % | % |
| Zorro Bidco S.à r.l. | % | 6.42 % | 6.42 % |
| – | % | % | % |
| H&F Corporate Investors X, Ltd. | % | % | % |
| Hellman & Friedman Investors X, L.P. | % | % | % |
| HFCP X (Parallel-C), L.P. | % | % | % |
| Zorro Holdings GP, LLC | % | % | % |
| Zorro Holdings, L.P. | % | % | % |
| Zorro Topco S.à r.l. | % | % | % |
| Zorro Midco S.à r.l. | % | % | % |
| Zorro Bidco S.à r.l. | % | 6.42 % | 6.42 % |
| – | % | % | % |
| H&F Corporate Investors X, Ltd. | % | % | % |
| Hellman & Friedman Investors X, L.P. | % | % | % |
| H&F Executives X, L.P. | % | % | % |
| Zorro Holdings GP, LLC | % | % | % |
| Zorro Holdings, L.P. | % | % | % |
| Zorro Topco S.à r.l. | % | % | % |
| Zorro Midco S.à r.l. | % | % | % |
| Zorro Bidco S.à r.l. | % | 6.42 % | 6.42 % |
| – | % | % | % |
| H&F Corporate Investors X, Ltd. | % | % | % |
| Hellman & Friedman Investors X, L.P. | % | % | % |
| H&F Executives X-A, L.P. | % | % | % |
| Zorro Holdings GP, LLC | % | % | % |
| Zorro Holdings, L.P. | % | % | % |
| Zorro Topco S.à r.l. | % | % | % |
| Zorro Midco S.à r.l. | % | % | % |
| Zorro Bidco S.à r.l. | % | 6.42 % | 6.42 % |
| – | % | % | % |
| H&F Corporate Investors X, Ltd. | % | % | % |
| Hellman & Friedman Investors X, L.P. | % | % | % |
| H&F Associates X, L.P. | % | % | % |
| Zorro Holdings GP, LLC | % | % | % |
| Zorro Holdings, L.P. | % | % | % |
| Zorro Topco S.à r.l. | % | % | % |
| Zorro Midco S.à r.l. | % | % | % |
| Zorro Bidco S.à r.l. | % | 6.42 % | 6.42 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
| The reason for this voting rights notification is the partial exercise of irrevocable undertakings by certain shareholders of zooplus AG by way of declaring acceptance of the takeover offer made by Zorro Bidco S.à r.l. to the shareholders of zooplus AG for 765,437 shares and voting rights in zooplus AG (10.71%). |
Date
| 21 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| UBS AG |
5. Date on which threshold was crossed or reached:
| 13 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 5.53 % | 0.23 % | 5.76 % | 7,149,178 |
| Previous notification | 4.97 % | 0.23 % | 5.19 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 395,348 | 0 % | 5.53 % |
| Total | 395,348 | 5.53 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | At any time | 669 | 0.01 % | |
| Right of use over shares | At any time | 15,538 | 0.22 % | |
| Total | 16,207 | 0.23 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | 5.22 % | % | 5.22 % |
| UBS Switzerland AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.22 % | % | 5.22 % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Limited | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.22 % | % | 5.22 % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) SA | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.22 % | % | 5.22 % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.22 % | % | 5.22 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.22 % | % | 5.22 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.22 % | % | 5.22 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.22 % | % | 5.22 % |
| UBS Europe SE | % | % | % |
| UBS Gestion S.G.I.I.C., SA | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 16 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Union Investment Privatfonds GmbH City of registered office, country: Frankfurt am Main, Germany |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 15 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.77 % | 0.28 % | 3.05 % | 7,149,178 |
| Previous notification | 4.18 % | 0.64 % | 4.82 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 197,813 | 0.00 % | 2.77 % |
| Total | 197,813 | 2.77 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Securities lending | 20,181 | 0.28 % | ||
| Total | 20,181 | 0.28 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| X | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 16 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligation
| Legal entity: JPMorgan Chase & Co. City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| J.P. Morgan Securities LLC |
5. Date on which threshold was crossed or reached:
| 15 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.77 % | 0.65 % | 4.43 % | 7,149,178 |
| Previous notification | 3.27 % | 0.69 % | 3.96 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 269,594 | 0.00 % | 3.77 % |
| Total | 269,594 | 3.77 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Equity Swap | 23/06/2022 – 06/07/2026 | 23/06/2022 – 06/07/2026 | Cash | 46,772 | 0.65 % |
| Total | 46,772 | 0.65 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Bank, National Association | % | % | % |
| J.P. Morgan International Finance Limited | % | % | % |
| J.P. Morgan Capital Holdings Limited | % | % | % |
| J.P. Morgan Securities plc | % | % | % |
| – | % | % | % |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Holdings LLC | % | % | % |
| J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % |
| J.P. Morgan Securities LLC | 3.48 % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 17 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Morgan Stanley & Co. International plc |
5. Date on which threshold was crossed or reached:
| 13 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.55 % | 0.20 % | 4.75 % | 7,149,178 |
| Previous notification | 5.70 % | 0.20 % | 5.90 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 324,953 | 0.00 % | 4.55 % |
| Total | 324,953 | 4.55 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 13,985 | 0.20 % |
| Total | 13,985 | 0.20 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 29.06.2070 | at any time | Cash | 439 | 0.01 % |
| Total | 439 | 0.01 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | 3.95 % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
| The notification was triggered due to a disposal of client securities over which Morgan Stanley & Co. International plc had a right of use. |
Date
| 16 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: Voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Morgan Stanley & Co. International plc |
5. Date on which threshold was crossed or reached:
| 09 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 5.70 % | 0.20 % | 5.90 % | 7,149,178 |
| Previous notification | 5.44 % | 0.20 % | 5.64 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 407,675 | 0.00 % | 5.70 % |
| Total | 407,675 | 5.70 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 13,754 | 0.19 % |
| Total | 13,754 | 0.19 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 29.06.2070 | at any time | Cash | 439 | 0.01 % |
| Total | 439 | 0.01 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | 5.24 % | % | 5.24 % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 15 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: Equity collateral returned |
3. Details of person subject to the notification obligation
| Legal entity: DWS Investment GmbH City of registered office, country: Frankfurt am Main, Germany |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 09 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.61 % | 0.00 % | 4.61 % | 7,149,178 |
| Previous notification | 5.55 % | 0.00 % | 5.55 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 329,328 | 0.00 % | 4.61 % |
| Total | 329,328 | 4.61 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| X | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
| Equity collateral returned via transfer of title. |
Date
| 15 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: Equity collateral received |
3. Details of person subject to the notification obligation
| Legal entity: DWS Investment GmbH City of registered office, country: Frankfurt am Main, Germany |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 08 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 5.55 % | 0.00 % | 5.55 % | 7149178 |
| Previous notification | 4.10 % | 0.00 % | 4.10 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 396891 | 0.00 % | 5.55 % |
| Total | 396891 | 5.55 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| X | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
| Equity collateral received via transfer of title. |
Date
| 14 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Morgan Stanley & Co. International plc |
5. Date on which threshold was crossed or reached:
| 08 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 5.44 % | 0.20 % | 5.64 % | 7149178 |
| Previous notification | 4.87 % | 0.20 % | 5.07 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 388808 | 0.00 % | 5.44 % |
| Total | 388808 | 5.44 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 13628 | 0.19 % |
| Total | 13628 | 0.19 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | 02.02.2067 to 29.06.2070 | at any time | Cash | 438 | 0.01 % |
| Total | 438 | 0.01 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | 4.98 % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 13 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| UBS AG |
5. Date on which threshold was crossed or reached:
| 08 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.97 % | 0.23 % | 5.19 % | 7149178 |
| Previous notification | 5.06 % | 0.23 % | 5.28 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 355114 | 0.00 % | 4.97 % |
| Total | 355114 | 4.97 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | At any time | 769 | 0.01 % | |
| Right of use over shares | At any time | 15438 | 0.22 % | |
| Total | 16207 | 0.23 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | 4.66 % | % | % |
| UBS Switzerland AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.66 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Limited | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.66 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) SA | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.66 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.66 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.66 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.66 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.66 % | % | % |
| UBS Europe SE | % | % | % |
| UBS Gestion S.G.I.I.C., SA | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 13 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: MFS Meridian Funds Société d’Investissement à Capital Variable City of registered office, country: Luxembourg, Luxembourg |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 07 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.94 % | 0.00 % | 2.94 % | 7149178 |
| Previous notification | 3.02 % | 0.00 % | 3.02 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 209946 | 0 | 2.94 % | 0.00 % |
| Total | 209946 | 2.94 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| X | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
| Reference is made to the notification of Massachusetts Financial Services Company as of the same date. |
Date
| 10 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Massachusetts Financial Services Company City of registered office, country: Boston, Massachusetts, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 07 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.94 % | 0.00 % | 2.94 % | 7149178 |
| Previous notification | 3.02 % | 0.00 % | 3.02 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 209946 | 0.00 % | 2.94 % |
| Total | 209946 | 2.94 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Massachusetts Financial Services Company | % | % | % |
| MFS International Ltd. | % | % | % |
| MFS International Holdings Pty Ltd | % | % | % |
| MFS Investment Management Company (Lux) S.à r.l. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 10 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Morgan Stanley & Co. International plc |
5. Date on which threshold was crossed or reached:
| 07 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.87 % | 0.20 % | 5.07 % | 7,149,178 |
| Previous notification | 3.28 % | 0.19 % | 3.47 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 348,267 | 0.00 % | 4.87 % |
| Total | 348,267 | 4.87 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 13,835 | 0.19 % |
| Total | 13,835 | 0.19 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 29.06.2070 | at any time | Cash | 439 | 0.01 % |
| Total | 439 | 0.01 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | 4.49 % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
| The notification was predominantly triggered due to an acquisition of client securities over which Morgan Stanley & Co. International plc and Morgan Stanley & Co. LLC has a right of use |
Date
| 10 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: Equity collateral received |
3. Details of person subject to the notification obligation
| Legal entity: DWS Investment GmbH City of registered office, country: Frankfurt am Main, Germany |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 06 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.10 % | 0.00 % | 4.10 % | 7,149,178 |
| Previous notification | 2.98 % | 0.00 % | 2.98 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 293,108 | 0.00 % | 4.10 % |
| Total | 293,108 | 4.10 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| X | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
| Prior to 31.08.2018, DWS Investment GmbH was known as Deutsche Asset Management Investment GmbH. Equity collateral received via transfer of title. |
Date
| 10 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: The Capital Group Companies, Inc. City of registered office, country: Los Angeles, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| SMALLCAP World Fund, Inc. |
5. Date on which threshold was crossed or reached:
| 08 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 9.999639119351 % | 0.00 % | 9.999639119351 % | 7149178 |
| Previous notification | 10.212 % | 0 % | 10.212 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 714892 | 0.00 % | 10.00 % |
| Total | 714892 | 9.999639119351 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| The Capital Group Companies, Inc. | % | % | % |
| Capital Research and Management Company | 8.40 % | % | 8.40 % |
| Capital Group International, Inc. | % | % | % |
| Capital International, Inc. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 09 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: JPMorgan Chase & Co. City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 07 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.27 % | 0.69 % | 3.96 % | 7149178 |
| Previous notification | 2.96 % | 0.67 % | 3.63 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 233559 | 0.00 % | 3.27 % |
| Total | 233559 | 3.27 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Equity Swap | 15/09/2021 – 06/07/2026 | 15/09/2021 – 06/07/2026 | Cash | 49566 | 0.69 % |
| Total | 49566 | 0.69 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Bank, National Association | % | % | % |
| J.P. Morgan International Finance Limited | % | % | % |
| J.P. Morgan Capital Holdings Limited | % | % | % |
| J.P. Morgan Securities plc | % | % | % |
| – | % | % | % |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Holdings LLC | % | % | % |
| J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % |
| J.P. Morgan Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 09 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| UBS AG |
5. Date on which threshold was crossed or reached:
| 06 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 5.06 % | 0.23 % | 5.28 % | 7149178 |
| Previous notification | 4.96 % | 0.23 % | 5.19 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 361409 | 0.00 % | 5.06 % |
| Total | 361409 | 5.06 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | At any time | 769 | 0.01 % | |
| Right of use over shares | At any time | 15438 | 0.22 % | |
| Total | 16207 | 0.23 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | 4.75 % | % | % |
| UBS Switzerland AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.75 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Limited | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.75 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) SA | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.75 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.75 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.75 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.75 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.75 % | % | % |
| UBS Europe SE | % | % | % |
| UBS Gestion S.G.I.I.C., SA | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 09 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Luxunion S.A. City of registered office, country: Leudelange, Luxembourg |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 02 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.80 % | 0.00 % | 2.80 % | 7,149,178 |
| Previous notification | 4.99 % | 0.00 % | 4.99 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 200,478 | 0.00 % | 2.80 % |
| Total | 200,478 | 2.80 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Luxunion S.A. | % | % | % |
| Foyer Finance S.A. | % | % | % |
| Luxempart S.A. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 07 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| UBS AG |
5. Date on which threshold was crossed or reached:
| 03 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.96 % | 0.23 % | 5.19 % | 7,149,178 |
| Previous notification | 5.70 % | 0.23 % | 5.93 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 354,780 | 0 % | 4.96 % |
| Total | 354,780 | 4.96 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | At any time | 769 | 0.01 % | |
| Right of use over shares | At any time | 15,438 | 0.22 % | |
| Total | 16,207 | 0.23 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | 4.65 % | % | % |
| UBS Switzerland AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.65 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Limited | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.65 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) SA | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.65 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.65 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.65 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.65 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.65 % | % | % |
| UBS Europe SE | % | % | % |
| UBS Gestion S.G.I.I.C., SA | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 08 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: JPMorgan Chase & Co. City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 03 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.96 % | 0.67 % | 3.63 % | 7149178 |
| Previous notification | 3.11 % | 0.68 % | 3.78 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 211714 | 0.00 % | 2.96 % |
| Total | 211714 | 2.96 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Equity Swap | 15/09/2021 – 06/07/2026 | 15/09/2021 – 06/07/2026 | Cash | 48087 | 0.67 % |
| Total | 48087 | 0.67 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Bank, National Association | % | % | % |
| J.P. Morgan International Finance Limited | % | % | % |
| J.P. Morgan Capital Holdings Limited | % | % | % |
| J.P. Morgan Securities plc | % | % | % |
| – | % | % | % |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Holdings LLC | % | % | % |
| J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % |
| J.P. Morgan Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 07 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Morgan Stanley & Co. International plc |
5. Date on which threshold was crossed or reached:
| 26 Aug 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.28 % | 0.19 % | 3.47 % | 7149178 |
| Previous notification | 2.72 % | 0.42 % | 3.14 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 234642 | 0.00 % | 3.28 % |
| Total | 234642 | 3.28 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 12856 | 0.18 % |
| Total | 12856 | 0.18 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 22.12.2070 | at any time | Cash | 440 | 0.01 % |
| Total | 440 | 0.01 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | 3.03 % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| E*TRADE Financial Holdings, LLC | % | % | % |
| ETCM Holdings, LLC | % | % | % |
| E*TRADE Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 01 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligation
| Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| UBS AG |
5. Date on which threshold was crossed or reached:
| 30 Aug 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 5.70 % | 0.23 % | 5.93 % | 7149178 |
| Previous notification | 5.28 % | 0.23 % | 5.51 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 407533 | 0.00 % | 5.70 % |
| Total | 407533 | 5.70 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | At any time | 769 | 0.01 % | |
| Right of use over shares | At any time | 15521 | 0.22 % | |
| Total | 16290 | 0.23 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | 5.39 % | % | 5.39 % |
| UBS Switzerland AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.39 % | % | 5.39 % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Limited | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.39 % | % | 5.39 % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) SA | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.39 % | % | 5.39 % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.39 % | % | 5.39 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.39 % | % | 5.39 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.39 % | % | 5.39 % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 5.39 % | % | 5.39 % |
| UBS Europe SE | % | % | % |
| UBS Gestion S.G.I.I.C., SA | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 02 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Pelham Long / Short Small Cap Fund Ltd City of registered office, country: Hamilton, Bermuda |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Pelham Long/Short Small Cap Master Fund Ltd |
5. Date on which threshold was crossed or reached:
| 01 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.77 % | 0.00 % | 2.77 % | 7,149,178 |
| Previous notification | 4.53 % | 0.00 % | 4.53 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 198,029 | 0.00 % | 2.77 % |
| Total | 198,029 | 2.77 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Pelham Long / Short Small Cap Fund Ltd | % | % | % |
| Pelham Long / Short Small Cap Master Fund Ltd | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 03 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Natural person (first name, surname): Ross Turner Date of birth: 28 Aug 1977 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 01 Sep 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.77 % | 0.00 % | 2.77 % | 7,149,178 |
| Previous notification | 4.53 % | 0.00 % | 4.53 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 198,029 | 0.00 % | 2.77 % |
| Total | 198,029 | 2.77 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Ross Turner | % | % | % |
| Pelham Capital Ltd | % | % | % |
| Ross Turner | % | % | % |
| Pelham Capital Management Ltd | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 03 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| UBS AG |
5. Date on which threshold was crossed or reached:
| 27 Aug 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 5.28 % | 0.23 % | 5.51 % | 7149178 |
| Previous notification | 4.85 % | 0.23 % | 5.08 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 377354 | 0.00 % | 5.28 % |
| Total | 377354 | 5.28 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | At any time | 469 | 0.01 % | |
| Right of use over shares | At any time | 15823 | 0.22 % | |
| Total | 16292 | 0.23 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Switzerland AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Limited | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) SA | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Europe SE | % | % | % |
| UBS Gestion S.G.I.I.C., SA | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 01 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| UBS AG |
5. Date on which threshold was crossed or reached:
| 27 Aug 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 5.28 % | 0.23 % | 5.51 % | 7149178 |
| Previous notification | 4.85 % | 0.23 % | 5.08 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 377354 | 0.00 % | 5.28 % |
| Total | 377354 | 5.28 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | At any time | 469 | 0.01 % | |
| Right of use over shares | At any time | 15823 | 0.22 % | |
| Total | 16292 | 0.23 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Switzerland AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Limited | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) SA | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.97 % | % | % |
| UBS Europe SE | % | % | % |
| UBS Gestion S.G.I.I.C., SA | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 01 Sep 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| UBS AG |
5. Date on which threshold was crossed or reached:
| 25 Aug 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.85 % | 0.23 % | 5.08 % | 7149178 |
| Previous notification | 3.31 % | 1.26 % | 4.57 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 346736 | 0,00 % | 4.85 % |
| Total | 346736 | 4.85 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | At any time | 69 | 0,00 % | |
| Right of use over shares | At any time | 16222 | 0.23 % | |
| Total | 16291 | 0.23 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0,00 % | ||||
| Total | 0 | 0,00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | 4.54 % | % | % |
| UBS Switzerland AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.54 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Limited | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.54 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) SA | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.54 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.54 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.54 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.54 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 4.54 % | % | % |
| UBS Europe SE | % | % | % |
| UBS Gestion S.G.I.I.C., SA | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 30 Aug 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Union Investment Privatfonds GmbH City of registered office, country: Frankfurt am Main, Germany |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 26 Aug 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.18 % | 0.64 % | 4.82 % | 7149178 |
| Previous notification | 4.88 % | 0.64 % | 5.52 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 298648 | 0.00 % | 4.18 % |
| Total | 298648 | 4.18 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Securities Lending | 45959 | 0.64 % | ||
| Total | 45959 | 0.64 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| X | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 27 Aug 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: JPMorgan Chase & Co. City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 26 Aug 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.11 % | 0.68 % | 3.78 % | 7149178 |
| Previous notification | n/a % | n/a % | n/a % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 222092 | 0.00 % | 3.11 % |
| Total | 222092 | 3.11 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Equity Swap | 15/09/2021 – 06/07/2026 | 15/09/2021 – 06/07/2026 | Cash | 48290 | 0.68 % |
| Total | 48290 | 0.68 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Bank, National Association | % | % | % |
| J.P. Morgan International Finance Limited | % | % | % |
| J.P. Morgan Capital Holdings Limited | % | % | % |
| J.P. Morgan Securities plc | % | % | % |
| – | % | % | % |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Holdings LLC | % | % | % |
| J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % |
| J.P. Morgan Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 27 Aug 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: In addition securities lending |
3. Details of person subject to the notification obligation
| Legal entity: Union Investment Privatfonds GmbH City of registered office, country: Frankfurt/Main, Germany |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 24 Aug 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.88 % | 0.64 % | 5.52 % | 7,149,178 |
| Previous notification | 5.62 % | 0.00 % | 5.62 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 348,648 | 0.00 % | 4.88 % |
| Total | 348,648 | 4.88 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Securities Lending | 45,959 | 0.64 % | ||
| Total | 45,959 | 0.64 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| X | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 25 Aug 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| UBS AG |
5. Date on which threshold was crossed or reached:
| 19 Aug 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.31 % | 1.26 % | 4.57 % | 7,149,178 |
| Previous notification | 3.58 % | 1.60 % | 5.17 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 236,772 | 0.00 % | 3.31 % |
| Total | 236,772 | 3.31 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | At any time | 75,069 | 1.05 % | |
| Right of use over shares | At any time | 15,138 | 0.21 % | |
| Total | 90,207 | 1.26 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | 3.00 % | % | % |
| UBS Switzerland AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.00 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Limited | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.00 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) SA | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.00 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.00 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.00 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.00 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.00 % | % | % |
| UBS Europe SE | % | % | % |
| UBS Gestión S.G.I.I.C. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 24 Aug 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 17 Aug 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.72 % | 0.42 % | 3.14 % | 7,149,178 |
| Previous notification | 3.54 % | 0.77 % | 4.32 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 194,437 | 0.00 % | 2.72 % |
| Total | 194,437 | 2.72 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 29,435 | 0.41 % |
| Total | 29,435 | 0.41 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 22.12.2070 | at any time | Cash | 440 | 0.01 % |
| Total | 440 | 0.01 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| E*TRADE Financial Holdings, LLC | % | % | % |
| ETCM Holdings, LLC | % | % | % |
| E*TRADE Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
| The notification was triggered due to a disposal of client securities over which Morgan Stanley & Co. LLC had a right of use. |
Date
| 19 Aug 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| UBS AG |
5. Date on which threshold was crossed or reached:
| 16 Aug 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.58 % | 1.60 % | 5.17 % | 7,149,178 |
| Previous notification | 3.61 % | 1.26 % | 4.88 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 255,685 | 0 % | 3.58 % |
| Total | 255,685 | 3.58 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | At any time | 75,069 | 1.05 % | |
| Right of use over shares | At any time | 39,054 | 0.55 % | |
| Total | 114,123 | 1.60 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0 % | ||||
| Total | 0 | 0 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | 3.26 % | % | % |
| UBS Switzerland AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.26 % | % | % |
| UBS Europe SE | % | % | % |
| UBS Gestion S.G.I.I.C., SA | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.26 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.26 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.26 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.26 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Limited | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.26 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.26 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) SA | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 19 Aug 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| UBS AG |
5. Date on which threshold was crossed or reached:
| 13 Aug 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.61 % | 1.26 % | 4.88 % | 7,149,178 |
| Previous notification | n/a % | n/a % | n/a % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 258,439 | 0 % | 3.61 % |
| Total | 258,439 | 3.61 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | At any time | 75,069 | 1.05 % | |
| Right of use over shares | At any time | 15,143 | 0.21 % | |
| Total | 90,212 | 1.26 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0 % | ||||
| Total | 0 | 0 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | 3.31 % | % | % |
| UBS Switzerland AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.31 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Limited | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.31 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) SA | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.31 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.31 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.31 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.31 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Financial Services Inc. | % | % | % |
| – | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.31 % | % | % |
| UBS Europe SE | % | % | % |
| UBS Gestión S.G.I.I.C. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 18 Aug 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: H&F Corporate Investors X, Ltd. City of registered office, country: George Town, Grand Cayman, Cayman Islands |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Zorro Bidco S.à r.l. |
5. Date on which threshold was crossed or reached:
| 13 Aug 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 0.00 % | 17.13 % | 17.13 % | 7,149,178 |
| Previous notification | n/a % | n/a % | n/a % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| 0 | 0 | 0.00 % | 0.00 % | |
| Total | 0 | 0.00 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Irrevocable undertakings to accept takeover offer | Physical | 1,224,400 | 17.13 % | ||
| Total | 1,224,400 | 17.13 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| H&F Corporate Investors X, Ltd. | % | % | % |
| Hellman & Friedman Investors X, L.P. | % | % | % |
| Hellman & Friedman Capital Partners X, L.P. | % | % | % |
| Zorro Holdings GP, LLC | % | % | % |
| Zorro Holdings, L.P. | % | % | % |
| Zorro Topco S.à r.l. | % | % | % |
| Zorro Midco S.à r.l. | % | % | % |
| Zorro Bidco S.à r.l. | % | 17.13 % | 17.13 % |
| – | % | % | % |
| H&F Corporate Investors X, Ltd. | % | % | % |
| Hellman & Friedman Investors X, L.P. | % | % | % |
| Hellman & Friedman Capital Partners X (Parallel), L.P. | % | % | % |
| Zorro Holdings GP, LLC | % | % | % |
| Zorro Holdings, L.P. | % | % | % |
| Zorro Topco S.à r.l. | % | % | % |
| Zorro Midco S.à r.l. | % | % | % |
| Zorro Bidco S.à r.l. | % | 17.13 % | 17.13 % |
| – | % | % | % |
| H&F Corporate Investors X, Ltd. | % | % | % |
| Hellman & Friedman Investors X, L.P. | % | % | % |
| HFCP X (Parallel-C), L.P. | % | % | % |
| Zorro Holdings GP, LLC | % | % | % |
| Zorro Holdings, L.P. | % | % | % |
| Zorro Topco S.à r.l. | % | % | % |
| Zorro Midco S.à r.l. | % | % | % |
| Zorro Bidco S.à r.l. | % | 17.13 % | 17.13 % |
| – | % | % | % |
| H&F Corporate Investors X, Ltd. | % | % | % |
| Hellman & Friedman Investors X, L.P. | % | % | % |
| H&F Executives X, L.P. | % | % | % |
| Zorro Holdings GP, LLC | % | % | % |
| Zorro Holdings, L.P. | % | % | % |
| Zorro Topco S.à r.l. | % | % | % |
| Zorro Midco S.à r.l. | % | % | % |
| Zorro Bidco S.à r.l. | % | 17.13 % | 17.13 % |
| – | % | % | % |
| H&F Corporate Investors X, Ltd. | % | % | % |
| Hellman & Friedman Investors X, L.P. | % | % | % |
| H&F Executives X-A, L.P. | % | % | % |
| Zorro Holdings GP, LLC | % | % | % |
| Zorro Holdings, L.P. | % | % | % |
| Zorro Topco S.à r.l. | % | % | % |
| Zorro Midco S.à r.l. | % | % | % |
| Zorro Bidco S.à r.l. | % | 17.13 % | 17.13 % |
| – | % | % | % |
| H&F Corporate Investors X, Ltd. | % | % | % |
| Hellman & Friedman Investors X, L.P. | % | % | % |
| H&F Associates X, L.P. | % | % | % |
| Zorro Holdings GP, LLC | % | % | % |
| Zorro Holdings, L.P. | % | % | % |
| Zorro Topco S.à r.l. | % | % | % |
| Zorro Midco S.à r.l. | % | % | % |
| Zorro Bidco S.à r.l. | % | 17.13 % | 17.13 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 17 Aug 2021 |
zooplus AG
06.05.2021 / 15:52
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: Notification is triggered due to the non application of the Custody Exemption available under Sect. 36 Para. 3 No. 2 WpHG |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 29 Apr 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.54 % | 0.77 % | 4.32 % | 7149178 |
| Previous notification | 2.74 % | 0.74 % | 3.48 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 253160 | 0.00 % | 3.54 % |
| Total | 253160 | 3.54 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 51577 | 0.72 % |
| Total | 51577 | 0.72 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 08.04.2071 | at any time | Cash | 93 | 0.00 % |
| Equity Swap | From 23.03.2022 to 13.09.2023 | at any time | Cash | 3679 | 0.05 % |
| Total | 3772 | 0.05 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley Capital Services LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| E*TRADE Financial Holdings, LLC | % | % | % |
| ETCM Holdings, LLC | % | % | % |
| E*TRADE Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 05 May 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: Notification is triggered due to the application of the Custody Exemption available under Sect. 36 Para. 3 No. 2 WpHG |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 19 Apr 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.74 % | 0.74 % | 3.48 % | 7,149,178 |
| Previous notification | 3.01 % | 0.71 % | 3.71 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 196,182 | 0.00 % | 2.74 % |
| Total | 196,182 | 2.74 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 48,590 | 0.68 % |
| Total | 48,590 | 0.68 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 08.04.2071 | at any time | Cash | 147 | 0.00 % |
| Equity Swap | From 23.03.2022 to 13.09.2023 | at any time | Cash | 4,170 | 0.06 % |
| Total | 4,317 | 0.06 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley Capital Services LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| E*TRADE Financial Holdings, LLC | % | % | % |
| ETCM Holdings, LLC | % | % | % |
| E*TRADE Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 23 Apr 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 17 March 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.01 % | 0.71 % | 3.71 % | 7149178 |
| Previous notification | 2.98 % | 0.72 % | 3.70 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 215146 | 0.00 % | 3.01 % |
| Total | 215146 | 3.01 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 46275 | 0.65 % |
| Total | 46275 | 0.65 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 10.07.2070 | at any time | Cash | 26 | 0 % |
| Equity Swap | From 23.03.2022 to 13.09.2023 | at any time | Cash | 4129 | 0.06 % |
| Total | 4155 | 0.06 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley Capital Services LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| E*TRADE Financial Holdings, LLC | % | % | % |
| ETCM Holdings, LLC | % | % | % |
| E*TRADE Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 23 March 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 15 March 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.98 % | 0.72 % | 3.70 % | 7149178 |
| Previous notification | 3.001435969282 % | 0.56 % | 3.56 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 213038 | 0.00 % | 2.98 % |
| Total | 213038 | 2.98 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 47012 | 0.66 % |
| Total | 47012 | 0.66 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 21.01.2071 | at any time | Cash | 38 | 0 % |
| Equity Swap | From 23.03.2021 to 13.09.2023 | at any time | Cash | 4129 | 0.06 % |
| Total | 4167 | 0.06 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley Capital Services LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| E*TRADE Financial Holdings, LLC | % | % | % |
| ETCM Holdings, LLC | % | % | % |
| E*TRADE Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 19 March 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 09 March 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.001435969282 % | 0.56 % | 3.56 % | 7149178 |
| Previous notification | 2.95 % | 0.37 % | 3.32 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 214578 | 0.00 % | 3.00 % |
| Total | 214578 | 3.001435969282 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 35528 | 0.50 % |
| Total | 35528 | 0.50 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 21.01.2071 | at any time | Cash | 41 | 0 % |
| Equity Swap | From 23.03.2021 to 13.09.2023 | at any time | Cash | 4129 | 0.06 % |
| Total | 4170 | 0.06 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley Capital Services LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| E*TRADE Financial Holdings, LLC | % | % | % |
| ETCM Holdings, LLC | % | % | % |
| E*TRADE Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 12 March 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 03 March 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.95 % | 0.37 % | 3.32 % | 7149178 |
| Previous notification | 3.83 % | 0.46 % | 4.28 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 210546 | 0.00 % | 2.95 % |
| Total | 210546 | 2.95 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 21975 | 0.31 % |
| Total | 21975 | 0.31 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 26.01.2071 | at any time | Cash | 44 | 0 % |
| Equity Swap | From 23.03.2021 to 13.09.2023 | at any time | Cash | 4480 | 0.06 % |
| Total | 4524 | 0.06 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley Capital Services LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| E*TRADE Financial Holdings, LLC | % | % | % |
| ETCM Holdings, LLC | % | % | % |
| E*TRADE Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 09 March 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 26 Jan 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.83 % | 0.46 % | 4.28 % | 7,149,178 |
| Previous notification | 4.35 % | 0.65 % | 5.00140016097 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 273,479 | 0.00 % | 3.83 % |
| Total | 273,479 | 3.83 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 25,795 | 0.36 % |
| Total | 25,795 | 0.36 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 21.01.2071 | at any time | Cash | 64 | 0.00 % |
| Equity Swap | From 23.03.2021 to 13.09.2023 | at any time | Cash | 6,759 | 0.09 % |
| Total | 6,823 | 0.10 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley Capital Services LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| E*TRADE Financial Holdings, LLC | % | % | % |
| ETCM Holdings, LLC | % | % | % |
| E*TRADE Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
| The notification was triggered due to a disposal of client securities over which Morgan Stanley & Co. International plc had a right of use. |
Date
| 01 Feb 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Morgan Stanley & Co. International plc |
5. Date on which threshold was crossed or reached:
| 25 Jan 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.35 % | 0.65 % | 5.00140016097 % | 7149178 |
| Previous notification | 4.13 % | 0.71 % | 4.84 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 311062 | 0.00 % | 4.35 % |
| Total | 311062 | 4.35 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 39499 | 0.55 % |
| Total | 39499 | 0.55 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 21.01.2071 | at any time | Cash | 72 | 0.00 % |
| Equity Swap | From 23.03.2021 to 13.09.2023 | at any time | Cash | 6926 | 0.10 % |
| Total | 6998 | 0.10 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley Capital Services LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | 3.22 % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| E*TRADE Financial Holdings, LLC | % | % | % |
| ETCM Holdings, LLC | % | % | % |
| E*TRADE Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 29 Jan 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Natural person (first name, surname): Ross Turner Date of birth: 28 Aug 1977 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Pelham Long/Short Small Cap Master Fund Ltd |
5. Date on which threshold was crossed or reached:
| 26 Jan 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.53 % | 0.00 % | 4.53 % | 7149178 |
| Previous notification | 5.02 % | 0.00 % | 5.02 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 323584 | 0.00 % | 4.53 % |
| Total | 323584 | 4.53 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Ross Turner | % | % | % |
| Pelham Capital Ltd | 4.53 % | % | % |
| Ross Turner | % | % | % |
| Pelham Capital Management Ltd | 4.53 % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 28 Jan 2021 |
Notification of Major Holdings
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Pelham Long / Short Small Cap Fund Ltd City of registered office, country: Hamilton, Bermuda |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Pelham Long/Short Small Cap Master Fund Ltd |
5. Date on which threshold was crossed or reached:
| 26 Jan 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.53 % | 0.00 % | 4.53 % | 7149178 |
| Previous notification | 5.02 % | 0.00 % | 5.02 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 323584 | 0.00 % | 4.53 % |
| Total | 323584 | 4.53 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Pelham Long / Short Small Cap Fund Ltd | % | % | % |
| Pelham Long / Short Small Cap Master Fund Ltd | 4.53 % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 28 Jan 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Natural person (first name, surname): Gregory Alexander Date of birth: 18 Jun 1963 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 21 Jan 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.69 % | 0.00 % | 2.69 % | 7149178 |
| Previous notification | 4.84 % | 0.00 % | 4.84 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 192476 | 0.00 % | 2.69 % |
| Total | 192476 | 2.69 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| -Gregory Alexander | % | % | % |
| -Conifer Management LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 26 Jan 2021 |
Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Natural person (first name, surname): Cornelius Dr. Patt Date of birth: 28 Jul 1967 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| KF030332 GmbH |
5. Date on which threshold was crossed or reached:
| 15 Jan 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 3.02 % | 0.48 % | 3.50 % | 7149178 |
| Previous notification | 1.60 % | 1.40 % | 3.00 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 216000 | 0.00 % | 3.02 % |
| Total | 216000 | 3.02 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | No specific runtime | 34000 | 0.48 % | |
| Total | 34000 | 0.48 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| -Dr. Cornelius Patt | % | % | % |
| -KF030332 GmbH | 3.02 % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 20 Jan 2021 |
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Morgan Stanley & Co. International plc |
5. Date on which threshold was crossed or reached:
| 08 Jan 2021 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 4.13 % | 0.71 % | 4.84 % | 7,149,178 |
| Previous notification | 4.39 % | 0.73 % | 5.12 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 295,322 | 0.00 % | 4.13 % |
| Total | 295,322 | 4.13 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | at any time | at any time | 43,996 | 0.62 % |
| Total | 43,996 | 0.62 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Retail Structured Product | From 02.02.2067 to 20.11.2070 | at any time | Cash | 33 | 0.00 % |
| Equity Swap | From 23.03.2021 to 13.09.2023 | at any time | Cash | 6,926 | 0.10 % |
| Total | 6,959 | 0.10 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley Capital Services LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | 3.09 % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| E*TRADE Financial Holdings, LLC | % | % | % |
| ETCM Holdings, LLC | % | % | % |
| E*TRADE Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
| The notification was triggered due to a disposal of client securities over which Morgan Stanley & Co. International plc had a right of use |
Date
| 14 Jan 2021 |
zooplus AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
|
Notification of Major Holdings 1. Details of issuer
2. Reason for notification
4. Names of shareholder(s)
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG Date of general meeting:
10. Other explanatory remarks:
Date
|
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zooplus AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
|
zooplus AG Notification of Major Holdings 1. Details of issuer
2. Reason for notification
4. Names of shareholder(s) 5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG Date of general meeting:
10. Other explanatory remarks: Date
|
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zooplus AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
|
zooplus AG Notification of Major Holdings 1. Details of issuer
2. Reason for notification
4. Names of shareholder(s) 5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG Date of general meeting:
10. Other explanatory remarks: Date
|
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zooplus AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
|
zooplus AG Notification of Major Holdings 1. Details of issuer
2. Reason for notification
4. Names of shareholder(s) 5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG Date of general meeting:
10. Other explanatory remarks: Date
|
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Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: The Capital Group Companies, Inc. City of registered office, country: Los Angeles, California, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| SMALLCAP World Fund, Inc. |
5. Date on which threshold was crossed or reached:
| 09 Nov 2020 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 10.21 % | 0.00 % | 10.21 % | 7149178 |
| Previous notification | 9.86 % | 0.00 % | 9.86 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE0005111702 | 0 | 730085 | 0.00 % | 10.21 % |
| Total | 730085 | 10.21 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | |||
| Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| 0 | 0.00 % | ||||
| Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| The Capital Group Companies, Inc. | % | % | % |
| Capital Research and Management Company | 9.11 % | % | 9.11 % |
| Capital Group International, Inc. | % | % | % |
| Capital International, Inc. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 10 Nov 2020 |
Notification of Major Holdings 1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks: Date
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zooplus AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
zooplus AG Notification of Major Holdings 1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
29.07.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Language: | English |
| Company: | zooplus AG |
| Sonnenstraße 15 | |
| 80331 München | |
| Germany | |
| Internet: | www.zooplus.de |
| End of News | DGAP News Service |
Publication of total number of voting rights
1. Details of issuer
2. Type of capital measure
3. New total number of voting rights:
1. Details of issuer
| zooplus AG Sonnenstraße 15 80331 München Germany |
2. Type of capital measure
| Type of capital measure | Date of status / date of effect | |
| X | Conditional capital increase (Sec. 41 para. 2 WpHG) | June 30, 2020 |
| Other capital measure (Sec. 41 para. 1 WpHG) |
3. New total number of voting rights:
| 7,149,178 |
On June 12, 2020, zooplus AG received the following notification from Herbert Smith Freehills LLP pursuant to Section 43 (1) German Securities Trading Act (Wertpapierhandelsgesetz, WpHG):
We represent the Capital Research and Management Company, 333 South Hope Street, Los Angeles, CA 90071, USA. In the name and on behalf of our client, the Capital Research and Management Company, we hereby notify you pursuant to Section 43 (1) WpHG:
- The Capital Research and Management Company is neither directly nor indirectly the owner of the shares which voting rights are attributable to it. Instead, these shares belong to one or more assets under management of Capital Research and Management Company or its subsidiaries. The Capital Research and Management Company is therefore not pursuing any strategic objectives with this investment.
- The Capital Research and Management Company does not intend to acquire further voting rights in zooplus AG on its own account or to obtain them in any other way within the next twelve months. Capital Research and Management Company cannot assess whether the assets under management of Capital Research and Management Company or its subsidiaries will acquire or otherwise obtain further voting rights in zooplus AG within the next twelve months. Any acquisition will depend on the prevailing market conditions and the investment objectives of the individual assets under management.
- The Capital Research and Management Company does not intend to influence the composition of the administrative, management and supervisory bodies of zooplus AG.
- The Capital Research and Management Company does not intend to make any significant changes to the capital structure of zooplus AG, particularly with regard to the ratio of equity and debt financing and the dividend policy.
- With regard to the origin of the funds used for the acquisition of the voting rights, the Capital Research and Management Company hereby announces that the voting rights of the Capital Research and Management Company were attributed to the Capital Research and Management Company in accordance with Section 34 (1) Sentence 1 No. 6 WpHG (partially in conjunction with Section 34 (1) Sentences 2 and 3 WpHG). Therefore, the Capital Research and Management Company did not finance the acquisition from its own funds or from external funds.
On June 12, 2020, zooplus AG received the following notification from Herbert Smith Freehills LLP pursuant to Section 43 (1) German Securities Trading Act (Wertpapierhandelsgesetz, WpHG):
We represent The Capital Group Companies, Inc., 333 South Hope Street, Los Angeles, CA 90071, USA. In the name and on behalf of our client, The Capital Group Companies, Inc., we hereby notify you pursuant to Section 43 (1) WpHG:
We represent The Capital Group Companies, Inc., 333 South Hope Street, Los Angeles, CA 90071, USA. In the name and on behalf of our client, The Capital Group Companies, Inc., we hereby notify you pursuant to Section 43 (1) WpHG:
- The Capital Group Companies, Inc. is neither directly nor indirectly the owner of the shares which voting rights are attributable to it. Instead, these shares belong to one or more assets under management of subsidiaries of The Capital Group Companies, Inc. The Capital Group Companies, Inc. is therefore not pursuing any strategic objectives with this investment.
- The Capital Group Companies, Inc. does not intend to acquire further voting rights in zooplus AG on its own account or to obtain them in any other way within the next twelve months. The Capital Group Companies, Inc. cannot assess whether the assets under management of its subsidiaries will acquire or otherwise obtain further voting rights in zooplus AG within the next twelve months. Any acquisition will depend on the prevailing market conditions and the investment objectives of the individual assets under management.
- The Capital Group Companies, Inc. does not intend to influence the composition of the administrative, management and supervisory bodies of zooplus AG.
- The Capital Group Companies, Inc. does not intend to make any significant changes to the capital structure of zooplus AG, particularly with regard to the ratio of equity and debt financing and the dividend policy.
- With regard to the origin of the funds used for the acquisition of the voting rights, The Capital Group Companies, Inc. hereby announces in accordance with Section 43 (1) Sentence 4 WpHG that the voting rights of The Capital Group Companies, Inc. were attributed to The Capital Group Companies, Inc. in accordance with Section 34 (1) Sentence 1 No. 6 in conjunction with Section 34 (1) Sentences 2 and 3 WpHG. Therefore, The Capital Group Companies, Inc. did not finance the acquisition from its own funds or from external funds.
Notification of Major Holdings 1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks: Date
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Notification of Major Holdings 1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks: Date
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Notification of Major Holdings 1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks:
Date
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Publication of total number of voting rights
1. Details of issuer
| zooplus AG Sonnenstraße 15 80331 München Germany |
2. Type of capital measure
| Type of capital measure | Date of status / date of effect | |
| X | Conditional capital increase (Sec. 41 para. 2 WpHG) | 30. April 2020 |
| Other capital measure (Sec. 41 para. 1 WpHG) |
3. New total number of voting rights:
| 7.148.688 |
zooplus AG Notification of Major Holdings 1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks: Date
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Notification of Major Holdings 1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks: Date
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Notification of Major Holdings 1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks: Date
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zooplus AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
|
zooplus AG Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks: Date
27.02.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. |
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| Language: | English |
| Company: | zooplus AG |
| Sonnenstraße 15 | |
| 80331 München | |
| Germany | |
| Internet: | www.zooplus.de |
| End of News | DGAP News Service |
zooplus AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
|
zooplus AG Notification of Major Holdings
1. Details of issuer
2. Reason for notification
3. Details of person subject to the notification obligation
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
8. Information in relation to the person subject to the notification obligation
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
10. Other explanatory remarks: Date
27.02.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. |
|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Language: | English |
| Company: | zooplus AG |
| Sonnenstraße 15 | |
| 80331 München | |
| Germany | |
| Internet: | www.zooplus.de |
| End of News | DGAP News Service |
January 17, 2020
Notification of Major Holdings
1. Details of issuer
| Name: | zooplus AG |
| Street: | Sonnenstraße 15 |
| Postal code: | 80331 |
| City: | München Germany |
| Legal Entity Identifier (LEI): | 549300VB13ZT2X88PU78 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: Baillie Gifford & Co City of registered office, country: Edinburgh, United Kingdom |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 15 Jan 2020 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.83 % | 0.00 % | 2.83 % | 7146688 |
| Previous notification | 3.03 % | 0.00 % | 3.03 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
|
| DE0005111702 | 202157 | % | 2.83 % | |
| Total | 202157 | 2.83 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| % | ||||
| Total | % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| % | |||||
| Total | % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| Baillie Gifford & Co | % | % | % |
| Baillie Gifford Overseas Limited | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 17 Jan 2020 |
Notifictaions of voting rights Archive
- Notifications of Voting Rights 2019
- Notifications of Voting Rights 2018
- Notifications of Voting Rights 2017
- Notifications of Voting Rights 2016
- Notifications of Voting Rights 2015
- Notifications of Voting Rights 2014
- Notifications of Voting Rights 2013
- Notifications of Voting Rights 2012
- Notifications of Voting Rights 2011
- Notifications of Voting Rights 2010
- Notifications of Voting Rights 2009
