Notification of voting rights

Notifications of voting rights

According to § 21 of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG) shareholders are obliged to notify any changes in their voting rights in relation to their shares held in zooplus AG in the event that their holdings meet, exceed or fall short of the legal thresholds.

Notifications of voting rights will be published on this page.

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
voluntary group notification with triggered threshold on subsidiary level


3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

11 Oct 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.20 %1.56 %4.76 %7,149,178
Previous notification4.43 %0.20 %4.62 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020229,0930.00 %3.20 %
Total229,0933.20 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time111,3121.56 %
  Total111,3121.56 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 29.06.2070at any timeCash30.00 %
   Total30.000041962866 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

15 Oct 2021



Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: Citigroup Inc.
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

Citigroup Global markets Limited


5. Date on which threshold was crossed or reached:

12 Oct 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.001114253974 %0.00 %3.001114253974 %7,149,178
Previous notification2.999673528901 %0.00 %2.999673528901 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020214,5550.00 %3.00 %
Total214,5553.001114253974 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Citigroup Inc.%%%
Citigroup Global Markets Holdings Inc%%%
Citigroup Financial Products Inc%%%
Citigroup Global Markets Europe Finance Limited%%%
Citigroup Global Markets (International) Finance GmBH Switzerland%%%
Citigroup Global Markets Holdings Bahamas Limited%%%
Citigroup Global Markets Limited3.00 %%%
Citigroup Global Markets Europe AG%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

14 Oct 2021
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: Citigroup Inc.
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
11 Oct 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.999673528901 %0.00 %2.999673528901 %7,149,178
Previous notification3.0010303282 %0.00 %3.0010303282 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020214,4520.00 %3.00 %
Total214,4522.999673528901 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Citigroup Inc.%%%
Citigroup Global Markets Holdings Inc%%%
Citigroup Financial Products Inc%%%
Citigroup Global Markets Europe Finance Limited%%%
Citigroup Global Markets (International) Finance GmBH Switzerland%%%
Citigroup Global Markets Holdings Bahamas Limited%%%
Citigroup Global Markets Limited%%%
Citigroup Global Markets Europe AG%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
13 Oct 2021
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
UBS AG

5. Date on which threshold was crossed or reached:
08 Oct 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New5.71 %0.21 %5.93 %7,149,178
Previous notification5.01 %0.82 %5.82 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020408,5390.00 %5.71 %
Total408,5395.71 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of use over shares At any time15,1920.21 %
  Total15,1920.21 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG%%%
UBS AG5.47 %%5.47 %
UBS Asset Management AG%%%
UBS Asset Management Holding (No. 2) Ltd%%%
UBS Asset Management Holding Ltd%%%
UBS Asset Management (UK) Limited%%%
%%%
UBS Group AG%%%
UBS AG5.47 %%5.47 %
UBS Asset Management AG%%%
UBS Fund Management (Luxembourg) SA%%%
%%%
UBS Group AG%%%
UBS AG5.47 %%5.47 %
UBS Asset Management AG%%%
UBS Asset Management Switzerland AG%%%
UBS Fund Management (Switzerland) AG%%%
%%%
UBS Group AG%%%
UBS AG5.47 %%5.47 %
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Asset Management Trust Company%%%
%%%
UBS Group AG%%%
UBS AG5.47 %%5.47 %
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Securities LLC%%%
%%%
UBS Group AG%%%
UBS AG5.47 %%5.47 %
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Financial Services Inc.%%%
%%%
UBS Group AG%%%
UBS AG5.47 %%5.47 %
UBS Europe SE%%%
UBS Gestion S.G.I.I.C., SA%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
13 Oct 2021
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
exercise of instruments

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. International plc

5. Date on which threshold was crossed or reached:
06 Oct 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.43 %0.20 %4.62 %7,149,178
Previous notification2.56 %2.09 %4.65 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020316,4360.00 %4.43 %
Total316,4364.43 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time14,0570.20 %
  Total14,0570.20 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 29.06.2070at any timeCash30.00 %
   Total30.000041962866 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc3.57 %%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
12 Oct 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

UBS AG


5. Date on which threshold was crossed or reached:

07 Oct 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New5.01 %0.82 %5.82 %7,149,178
Previous notification2.50 %4.08 %6.57 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020358,0870.00 %5.01 %
Total358,0875.01 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to recall lent shares At any time40,0000.56 %
Right of use over shares At any time15,1920.21 %
  Total55,1920.77 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Swaps on Baskets01/01/2031 Cash3,1250.04 %
   Total3,1250.04 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG%%%
UBS AG4.76 %%5.37 %
UBS Asset Management AG%%%
UBS Asset Management Holding (No. 2) Ltd%%%
UBS Asset Management Holding Ltd%%%
UBS Asset Management (UK) Limited%%%
%%%
UBS Group AG%%%
UBS AG4.76 %%5.37 %
UBS Asset Management AG%%%
UBS Fund Management (Luxembourg) SA%%%
%%%
UBS Group AG%%%
UBS AG4.76 %%5.37 %
UBS Asset Management AG%%%
UBS Asset Management Switzerland AG%%%
UBS Fund Management (Switzerland) AG%%%
%%%
UBS Group AG%%%
UBS AG4.76 %%5.37 %
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Asset Management Trust Company%%%
%%%
UBS Group AG%%%
UBS AG4.76 %%5.37 %
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Securities LLC%%%
%%%
UBS Group AG%%%
UBS AG4.76 %%5.37 %
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Financial Services Inc.%%%
%%%
UBS Group AG%%%
UBS AG4.76 %%5.37 %
UBS Europe SE%%%
UBS Gestion S.G.I.I.C., SA%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

12 Oct 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: Citigroup Inc.
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

Citigroup Global Markets Limited


5. Date on which threshold was crossed or reached:

06 Oct 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.001030328242 %0.00 %3.001030328242 %7,149,178
Previous notificationn/a %n/a %n/a %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020214,5490.00 %3.00 %
Total214,5493.001030328242 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Citigroup Inc.%%%
Citigroup Global Markets Holdings Inc%%%
Citigroup Financial Products Inc%%%
Citigroup Global Markets Europe Finance Limited%%%
Citigroup Global Markets (International) Finance GmBH Switzerland%%%
Citigroup Global Markets Holdings Bahamas Limited%%%
Citigroup Global Markets Limited3.00 %%%
Citigroup Global Markets Europe AG%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 

 
Date

08 Oct 2021



Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

05 Oct 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.56 %2.09 %4.65 %7,149,178
Previous notification3.19 %1.61 %4.80 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020182,8880.00 %2.56 %
Total182,8882.56 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time149,5332.09 %
  Total149,5332.09 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 29.06.2070at any timeCash30 %
   Total30.000041962866 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

11 Oct 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

J.P. Morgan Securities LLC


5. Date on which threshold was crossed or reached:

06 Oct 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New5.08 %0.10 %5.18 %7,149,178
Previous notification4.82 %0.19 %5.00 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020363,2580.00 %5.08 %
Total363,2585.08 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Equity Swap21/09/2022 – 06/07/202621/09/2022 – 06/07/2026Cash7,3400.10 %
   Total7,3400.10 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
JPMorgan Chase & Co.%%%
JPMorgan Chase Bank, National Association%%%
J.P. Morgan International Finance Limited%%%
J.P. Morgan Capital Holdings Limited%%%
J.P. Morgan Securities plc%%%
%%%
JPMorgan Chase & Co.%%%
JPMorgan Chase Holdings LLC%%%
J.P. Morgan Broker-Dealer Holdings Inc.%%%
J.P. Morgan Securities LLC3.56 %%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

08 Oct 2021
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
01 Oct 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.19 %1.61 %4.80 %7,149,178
Previous notification2.44 %1.60 %4.03 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020228,3720.00 %3.19 %
Total228,3723.19 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time114,9741.61 %
  Total114,9741.61 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 29.06.2070at any timeCash30.00 %
   Total30.000041962866 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
07 Oct 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

J.P. Morgan Securities LLC


5. Date on which threshold was crossed or reached:

01 Oct 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.82 %0.19 %5.003288489949 %7,149,178
Previous notification3.77 %0.65 %4.43 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020344,3740.00 %4.82 %
Total344,3744.82 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Equity Swap27/05/2022 – 06/07/202627/05/2022 – 06/07/2026Cash13,3200.19 %
   Total13,3200.19 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
JPMorgan Chase & Co.%%%
JPMorgan Chase Bank, National Association%%%
J.P. Morgan International Finance Limited%%%
J.P. Morgan Capital Holdings Limited%%%
J.P. Morgan Securities plc%%%
%%%
JPMorgan Chase & Co.%%%
JPMorgan Chase Holdings LLC%%%
J.P. Morgan Broker-Dealer Holdings Inc.%%%
J.P. Morgan Securities LLC3.56 %%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

05 Oct 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

29 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.32 %1.62 %3.94 %7,149,178
Previous notification3.40 %0.64 %4.04 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020165,6020,00 %2.32 %
Total165,6022.32 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right To RecallOpen 1,4500.02 %
Right Of Use  111,4651.56 %
  Total112,9151.58 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Swap29.09.2031 Cash2,9280.04 %
   Total2,9280.04 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
The Goldman Sachs Group, Inc.%%%
GSAM Holdings LLC%%%
Goldman Sachs Asset Management, L.P.%%%
%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs Bank USA%%%
Goldman Sachs Bank Europe SE%%%
%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs & Co. LLC%%%
%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs (UK) L.L.C.%%%
Goldman Sachs Group UK Limited%%%
Goldman Sachs International%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

04 Oct 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

Goldman Sachs International


5. Date on which threshold was crossed or reached:

28 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.40 %0.64 %4.04 %7,149,178
Previous notification0.59 %1.08 %1.67 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020243,0490,00 %3.40 %
Total243,0493.40 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right Of Use  42,5810.60 %
  Total42,5810.60 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Swap29.09.2031 Cash2,8860.04 %
   Total2,8860.04 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
The Goldman Sachs Group, Inc.%%%
GSAM Holdings LLC%%%
Goldman Sachs Asset Management, L.P.%%%
%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs Bank USA%%%
Goldman Sachs Bank Europe SE%%%
%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs & Co. LLC%%%
%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs (UK) L.L.C.%%%
Goldman Sachs Group UK Limited%%%
Goldman Sachs International3.02 %%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

04 Oct 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

28 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.44 %1.60 %4.03 %7,149,178
Previous notification3.02 %0.93 %3.94 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020174,1470.00 %2.44 %
Total174,1472.44 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time114,2741.60 %
  Total114,2741.60 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 29.06.2070at any timeCash30.00 %
   Total30.000041962866 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

04 Oct 2021



Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
voluntary group notification with triggered threshold on subsidiary level


3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

27 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.02 %0.93 %3.94 %7,149,178
Previous notification3.85 %0.27 %4.12 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020215,6290.00 %3.02 %
Total215,6293.02 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time66,3940.93 %
  Total66,3940.93 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured Product02.02.2067 to 29.06.2070at any timeCash30.00 %
   Total30.000041962866 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

01 Oct 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

27 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.50 %4.08 %6.57 %7,149,178
Previous notification5.53 %0.23 %5.76 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020178,5890.00 %2.50 %
Total178,5892.50 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to recall lent shares At any time250,0693.50 %
Right of use over shares At any time16,2730.23 %
  Total266,3423.73 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Swaps on Baskets01/01/2031 Cash25,0000.35 %
   Total25,0000.35 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG%%%
UBS AG%%5.90 %
UBS Switzerland AG%%%
%%%
UBS Group AG%%%
UBS AG%%5.90 %
UBS Asset Management AG%%%
UBS Asset Management Holding (No. 2) Ltd%%%
UBS Asset Management Holding Ltd%%%
UBS Asset Management (UK) Limited%%%
%%%
UBS Group AG%%%
UBS AG%%5.90 %
UBS Asset Management AG%%%
UBS Fund Management (Luxembourg) SA%%%
%%%
UBS Group AG%%%
UBS AG%%5.90 %
UBS Asset Management AG%%%
UBS Asset Management Switzerland AG%%%
UBS Fund Management (Switzerland) AG%%%
%%%
UBS Group AG%%%
UBS AG%%5.90 %
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Asset Management Trust Company%%%
%%%
UBS Group AG%%%
UBS AG%%5.90 %
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Securities LLC%%%
%%%
UBS Group AG%%%
UBS AG%%5.90 %
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Financial Services Inc.%%%
%%%
UBS Group AG%%%
UBS AG%%5.90 %
UBS Europe SE%%%
UBS Gestion S.G.I.I.C., SA%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

30 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
voluntary group notification with triggered threshold on subsidiary level


3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

Morgan Stanley & Co. International plc


5. Date on which threshold was crossed or reached:

22 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.85 %0.27 %4.12 %7,149,178
Previous notification3.69 %0.20 %3.89 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020274,9730.00 %3.85 %
Total274,9733.85 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time19,5930.27 %
  Total19,5930.27 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 29.06.2070at any timeCash30 %
   Total30.000041962866 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc3.06 %%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

28 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

 Acquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
Equity collateral returned


3. Details of person subject to the notification obligation

Legal entity: DWS Investment GmbH
City of registered office, country: Frankfurt am Main, Germany


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

17 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.29 %0.00 %2.29 %7,149,178
Previous notification4.61 %0.00 %4.61 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020163,7170.00 %2.29 %
Total163,7172.29 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

XPerson subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
 Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
    


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

Equity collateral returned via transfer of title. 


Date

23 Sep 2021
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
17 Sep 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.69 %0.20 %3.89 %7,149,178
Previous notification4.55 %0.20 %4.75 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020263,6450.00 %3.69 %
Total263,6453.69 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time14,2660.20 %
  Total14,2660.20 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 29.06.2070at any timeCash30 %
   Total30.000041962866 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
23 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

 Acquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
Exercise of financial instruments (irrevocable undertakings)


3. Details of person subject to the notification obligation

Legal entity: H&F Corporate Investors X, Ltd.
City of registered office, country: George Town, Grand Cayman, Cayman Islands


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

17 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New0.00 %0.00 %0.00 %7,149,178
Previous notification0.00 %6.42 %6.42 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
 000.00 %0.00 %
Total00.00 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

XPerson subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
 Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
    


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

The reason for this voting rights notification is the partial exercise of irrevocable undertakings by certain shareholders of zooplus AG by way of declaring acceptance of the takeover offer made by Zorro Bidco S.à r.l. to the shareholders of zooplus AG for 458,963 shares and voting rights in zooplus AG (6.42%). 


Date

21 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

 Acquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
Exercise of financial instruments (irrevocable undertakings)


3. Details of person subject to the notification obligation

Legal entity: H&F Corporate Investors X, Ltd.
City of registered office, country: George Town, Grand Cayman, Cayman Islands


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

16 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New0.00 %6.42 %6.42 %7,149,178
Previous notification0.00 %17.13 %17.13 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
 000.00 %0.00 %
Total00.00 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Irrevocable undertakings to accept takeover offer  Physical458,9636.42 %
   Total458,9636.42 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
H&F Corporate Investors X, Ltd.%%%
Hellman & Friedman Investors X, L.P.%%%
Hellman & Friedman Capital Partners X, L.P.%%%
Zorro Holdings GP, LLC%%%
Zorro Holdings, L.P.%%%
Zorro Topco S.à r.l.%%%
Zorro Midco S.à r.l.%%%
Zorro Bidco S.à r.l.%6.42 %6.42 %
%%%
H&F Corporate Investors X, Ltd.%%%
Hellman & Friedman Investors X, L.P.%%%
Hellman & Friedman Capital Partners X (Parallel), L.P.%%%
Zorro Holdings GP, LLC%%%
Zorro Holdings, L.P.%%%
Zorro Topco S.à r.l.%%%
Zorro Midco S.à r.l.%%%
Zorro Bidco S.à r.l.%6.42 %6.42 %
%%%
H&F Corporate Investors X, Ltd.%%%
Hellman & Friedman Investors X, L.P.%%%
HFCP X (Parallel-C), L.P.%%%
Zorro Holdings GP, LLC%%%
Zorro Holdings, L.P.%%%
Zorro Topco S.à r.l.%%%
Zorro Midco S.à r.l.%%%
Zorro Bidco S.à r.l.%6.42 %6.42 %
%%%
H&F Corporate Investors X, Ltd.%%%
Hellman & Friedman Investors X, L.P.%%%
H&F Executives X, L.P.%%%
Zorro Holdings GP, LLC%%%
Zorro Holdings, L.P.%%%
Zorro Topco S.à r.l.%%%
Zorro Midco S.à r.l.%%%
Zorro Bidco S.à r.l.%6.42 %6.42 %
%%%
H&F Corporate Investors X, Ltd.%%%
Hellman & Friedman Investors X, L.P.%%%
H&F Executives X-A, L.P.%%%
Zorro Holdings GP, LLC%%%
Zorro Holdings, L.P.%%%
Zorro Topco S.à r.l.%%%
Zorro Midco S.à r.l.%%%
Zorro Bidco S.à r.l.%6.42 %6.42 %
%%%
H&F Corporate Investors X, Ltd.%%%
Hellman & Friedman Investors X, L.P.%%%
H&F Associates X, L.P.%%%
Zorro Holdings GP, LLC%%%
Zorro Holdings, L.P.%%%
Zorro Topco S.à r.l.%%%
Zorro Midco S.à r.l.%%%
Zorro Bidco S.à r.l.%6.42 %6.42 %


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

The reason for this voting rights notification is the partial exercise of irrevocable undertakings by certain shareholders of zooplus AG by way of declaring acceptance of the takeover offer made by Zorro Bidco S.à r.l. to the shareholders of zooplus AG for 765,437 shares and voting rights in zooplus AG (10.71%). 


Date

21 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

UBS AG


5. Date on which threshold was crossed or reached:

13 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New5.53 %0.23 %5.76 %7,149,178
Previous notification4.97 %0.23 %5.19 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020395,3480 %5.53 %
Total395,3485.53 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to recall lent shares At any time6690.01 %
Right of use over shares At any time15,5380.22 %
  Total16,2070.23 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG%%%
UBS AG5.22 %%5.22 %
UBS Switzerland AG%%%
%%%
UBS Group AG%%%
UBS AG5.22 %%5.22 %
UBS Asset Management AG%%%
UBS Asset Management Holding (No. 2) Ltd%%%
UBS Asset Management Holding Ltd%%%
UBS Asset Management (UK) Limited%%%
%%%
UBS Group AG%%%
UBS AG5.22 %%5.22 %
UBS Asset Management AG%%%
UBS Fund Management (Luxembourg) SA%%%
%%%
UBS Group AG%%%
UBS AG5.22 %%5.22 %
UBS Asset Management AG%%%
UBS Asset Management Switzerland AG%%%
UBS Fund Management (Switzerland) AG%%%
%%%
UBS Group AG%%%
UBS AG5.22 %%5.22 %
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Asset Management Trust Company%%%
%%%
UBS Group AG%%%
UBS AG5.22 %%5.22 %
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Securities LLC%%%
%%%
UBS Group AG%%%
UBS AG5.22 %%5.22 %
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Financial Services Inc.%%%
%%%
UBS Group AG%%%
UBS AG5.22 %%5.22 %
UBS Europe SE%%%
UBS Gestion S.G.I.I.C., SA%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

16 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: Union Investment Privatfonds GmbH
City of registered office, country: Frankfurt am Main, Germany


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

15 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.77 %0.28 %3.05 %7,149,178
Previous notification4.18 %0.64 %4.82 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020197,8130.00 %2.77 %
Total197,8132.77 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Securities lending  20,1810.28 %
  Total20,1810.28 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

XPerson subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
 Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
    


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

16 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
voluntary group notification with triggered threshold on subsidiary level


3. Details of person subject to the notification obligation

Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

J.P. Morgan Securities LLC


5. Date on which threshold was crossed or reached:

15 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.77 %0.65 %4.43 %7,149,178
Previous notification3.27 %0.69 %3.96 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020269,5940.00 %3.77 %
Total269,5943.77 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Equity Swap23/06/2022 – 06/07/202623/06/2022 – 06/07/2026Cash46,7720.65 %
   Total46,7720.65 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
JPMorgan Chase & Co.%%%
JPMorgan Chase Bank, National Association%%%
J.P. Morgan International Finance Limited%%%
J.P. Morgan Capital Holdings Limited%%%
J.P. Morgan Securities plc%%%
%%%
JPMorgan Chase & Co.%%%
JPMorgan Chase Holdings LLC%%%
J.P. Morgan Broker-Dealer Holdings Inc.%%%
J.P. Morgan Securities LLC3.48 %%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

17 Sep 2021
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. International plc

5. Date on which threshold was crossed or reached:
13 Sep 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.55 %0.20 %4.75 %7,149,178
Previous notification5.70 %0.20 %5.90 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020324,9530.00 %4.55 %
Total324,9534.55 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time13,9850.20 %
  Total13,9850.20 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 29.06.2070at any timeCash4390.01 %
   Total4390.01 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc3.95 %%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
The notification was triggered due to a disposal of client securities over which Morgan Stanley & Co. International plc had a right of use. 

Date
16 Sep 2021
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
Voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. International plc

5. Date on which threshold was crossed or reached:
09 Sep 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New5.70 %0.20 %5.90 %7,149,178
Previous notification5.44 %0.20 %5.64 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020407,6750.00 %5.70 %
Total407,6755.70 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time13,7540.19 %
  Total13,7540.19 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 29.06.2070at any timeCash4390.01 %
   Total4390.01 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc5.24 %%5.24 %
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
15 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

 Acquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
Equity collateral returned


3. Details of person subject to the notification obligation

Legal entity: DWS Investment GmbH
City of registered office, country: Frankfurt am Main, Germany


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

09 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.61 %0.00 %4.61 %7,149,178
Previous notification5.55 %0.00 %5.55 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020329,3280.00 %4.61 %
Total329,3284.61 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

XPerson subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
 Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
    


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

Equity collateral returned via transfer of title. 


Date

15 Sep 2021



Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

 Acquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
Equity collateral received


3. Details of person subject to the notification obligation

Legal entity: DWS Investment GmbH
City of registered office, country: Frankfurt am Main, Germany


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

08 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New5.55 %0.00 %5.55 %7149178
Previous notification4.10 %0.00 %4.10 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170203968910.00 %5.55 %
Total3968915.55 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

XPerson subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
 Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
    


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

Equity collateral received via transfer of title. 


Date

14 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

Morgan Stanley & Co. International plc


5. Date on which threshold was crossed or reached:

08 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New5.44 %0.20 %5.64 %7149178
Previous notification4.87 %0.20 %5.07 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170203888080.00 %5.44 %
Total3888085.44 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time136280.19 %
  Total136280.19 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured Product02.02.2067 to 29.06.2070at any timeCash4380.01 %
   Total4380.01 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc4.98 %%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

13 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

UBS AG


5. Date on which threshold was crossed or reached:

08 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.97 %0.23 %5.19 %7149178
Previous notification5.06 %0.23 %5.28 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170203551140.00 %4.97 %
Total3551144.97 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to recall lent shares At any time7690.01 %
Right of use over shares At any time154380.22 %
  Total162070.23 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG%%%
UBS AG4.66 %%%
UBS Switzerland AG%%%
%%%
UBS Group AG%%%
UBS AG4.66 %%%
UBS Asset Management AG%%%
UBS Asset Management Holding (No. 2) Ltd%%%
UBS Asset Management Holding Ltd%%%
UBS Asset Management (UK) Limited%%%
%%%
UBS Group AG%%%
UBS AG4.66 %%%
UBS Asset Management AG%%%
UBS Fund Management (Luxembourg) SA%%%
%%%
UBS Group AG%%%
UBS AG4.66 %%%
UBS Asset Management AG%%%
UBS Asset Management Switzerland AG%%%
UBS Fund Management (Switzerland) AG%%%
%%%
UBS Group AG%%%
UBS AG4.66 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Asset Management Trust Company%%%
%%%
UBS Group AG%%%
UBS AG4.66 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Securities LLC%%%
%%%
UBS Group AG%%%
UBS AG4.66 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Financial Services Inc.%%%
%%%
UBS Group AG%%%
UBS AG4.66 %%%
UBS Europe SE%%%
UBS Gestion S.G.I.I.C., SA%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

13 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: MFS Meridian Funds Société d’Investissement à Capital Variable
City of registered office, country: Luxembourg, Luxembourg


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

07 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.94 %0.00 %2.94 %7149178
Previous notification3.02 %0.00 %3.02 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170220994602.94 %0.00 %
Total2099462.94 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

XPerson subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
 Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
    


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

Reference is made to the notification of Massachusetts Financial Services Company as of the same date. 


Date

10 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: Massachusetts Financial Services Company
City of registered office, country: Boston, Massachusetts, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

07 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.94 %0.00 %2.94 %7149178
Previous notification3.02 %0.00 %3.02 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170202099460.00 %2.94 %
Total2099462.94 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Massachusetts Financial Services Company%%%
MFS International Ltd.%%%
MFS International Holdings Pty Ltd%%%
MFS Investment Management Company (Lux) S.à r.l.%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

10 Sep 2021
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. International plc

5. Date on which threshold was crossed or reached:
07 Sep 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.87 %0.20 %5.07 %7,149,178
Previous notification3.28 %0.19 %3.47 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020348,2670.00 %4.87 %
Total348,2674.87 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time13,8350.19 %
  Total13,8350.19 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 29.06.2070at any timeCash4390.01 %
   Total4390.01 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc4.49 %%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
The notification was predominantly triggered due to an acquisition of client securities over which Morgan Stanley & Co. International plc and Morgan Stanley & Co. LLC has a right of use 

Date
10 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

 Acquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
Equity collateral received


3. Details of person subject to the notification obligation

Legal entity: DWS Investment GmbH
City of registered office, country: Frankfurt am Main, Germany


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

06 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.10 %0.00 %4.10 %7,149,178
Previous notification2.98 %0.00 %2.98 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020293,1080.00 %4.10 %
Total293,1084.10 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

XPerson subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
 Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
    


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

Prior to 31.08.2018, DWS Investment GmbH was known as Deutsche Asset Management Investment GmbH. Equity collateral received via transfer of title. 


Date

10 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: The Capital Group Companies, Inc.
City of registered office, country: Los Angeles, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

SMALLCAP World Fund, Inc.


5. Date on which threshold was crossed or reached:

08 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New9.999639119351 %0.00 %9.999639119351 %7149178
Previous notification10.212 %0 %10.212 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170207148920.00 %10.00 %
Total7148929.999639119351 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
The Capital Group Companies, Inc.%%%
Capital Research and Management Company8.40 %%8.40 %
Capital Group International, Inc.%%%
Capital International, Inc.%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

09 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

07 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.27 %0.69 %3.96 %7149178
Previous notification2.96 %0.67 %3.63 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170202335590.00 %3.27 %
Total2335593.27 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Equity Swap15/09/2021 – 06/07/202615/09/2021 – 06/07/2026Cash495660.69 %
   Total495660.69 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
JPMorgan Chase & Co.%%%
JPMorgan Chase Bank, National Association%%%
J.P. Morgan International Finance Limited%%%
J.P. Morgan Capital Holdings Limited%%%
J.P. Morgan Securities plc%%%
%%%
JPMorgan Chase & Co.%%%
JPMorgan Chase Holdings LLC%%%
J.P. Morgan Broker-Dealer Holdings Inc.%%%
J.P. Morgan Securities LLC%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

09 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

UBS AG


5. Date on which threshold was crossed or reached:

06 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New5.06 %0.23 %5.28 %7149178
Previous notification4.96 %0.23 %5.19 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170203614090.00 %5.06 %
Total3614095.06 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to recall lent shares At any time7690.01 %
Right of use over shares At any time154380.22 %
  Total162070.23 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG%%%
UBS AG4.75 %%%
UBS Switzerland AG%%%
%%%
UBS Group AG%%%
UBS AG4.75 %%%
UBS Asset Management AG%%%
UBS Asset Management Holding (No. 2) Ltd%%%
UBS Asset Management Holding Ltd%%%
UBS Asset Management (UK) Limited%%%
%%%
UBS Group AG%%%
UBS AG4.75 %%%
UBS Asset Management AG%%%
UBS Fund Management (Luxembourg) SA%%%
%%%
UBS Group AG%%%
UBS AG4.75 %%%
UBS Asset Management AG%%%
UBS Asset Management Switzerland AG%%%
UBS Fund Management (Switzerland) AG%%%
%%%
UBS Group AG%%%
UBS AG4.75 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Asset Management Trust Company%%%
%%%
UBS Group AG%%%
UBS AG4.75 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Securities LLC%%%
%%%
UBS Group AG%%%
UBS AG4.75 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Financial Services Inc.%%%
%%%
UBS Group AG%%%
UBS AG4.75 %%%
UBS Europe SE%%%
UBS Gestion S.G.I.I.C., SA%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

09 Sep 2021



Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: Luxunion S.A.
City of registered office, country: Leudelange, Luxembourg


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

02 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.80 %0.00 %2.80 %7,149,178
Previous notification4.99 %0.00 %4.99 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020200,4780.00 %2.80 %
Total200,4782.80 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Luxunion S.A.%%%
Foyer Finance S.A.%%%
Luxempart S.A.%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

07 Sep 2021



Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

UBS AG


5. Date on which threshold was crossed or reached:

03 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.96 %0.23 %5.19 %7,149,178
Previous notification5.70 %0.23 %5.93 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020354,7800 %4.96 %
Total354,7804.96 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to recall lent shares At any time7690.01 %
Right of use over shares At any time15,4380.22 %
  Total16,2070.23 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG%%%
UBS AG4.65 %%%
UBS Switzerland AG%%%
%%%
UBS Group AG%%%
UBS AG4.65 %%%
UBS Asset Management AG%%%
UBS Asset Management Holding (No. 2) Ltd%%%
UBS Asset Management Holding Ltd%%%
UBS Asset Management (UK) Limited%%%
%%%
UBS Group AG%%%
UBS AG4.65 %%%
UBS Asset Management AG%%%
UBS Fund Management (Luxembourg) SA%%%
%%%
UBS Group AG%%%
UBS AG4.65 %%%
UBS Asset Management AG%%%
UBS Asset Management Switzerland AG%%%
UBS Fund Management (Switzerland) AG%%%
%%%
UBS Group AG%%%
UBS AG4.65 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Asset Management Trust Company%%%
%%%
UBS Group AG%%%
UBS AG4.65 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Securities LLC%%%
%%%
UBS Group AG%%%
UBS AG4.65 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Financial Services Inc.%%%
%%%
UBS Group AG%%%
UBS AG4.65 %%%
UBS Europe SE%%%
UBS Gestion S.G.I.I.C., SA%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

08 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

03 Sep 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.96 %0.67 %3.63 %7149178
Previous notification3.11 %0.68 %3.78 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170202117140.00 %2.96 %
Total2117142.96 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Equity Swap15/09/2021 – 06/07/202615/09/2021 – 06/07/2026Cash480870.67 %
   Total480870.67 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
JPMorgan Chase & Co.%%%
JPMorgan Chase Bank, National Association%%%
J.P. Morgan International Finance Limited%%%
J.P. Morgan Capital Holdings Limited%%%
J.P. Morgan Securities plc%%%
%%%
JPMorgan Chase & Co.%%%
JPMorgan Chase Holdings LLC%%%
J.P. Morgan Broker-Dealer Holdings Inc.%%%
J.P. Morgan Securities LLC%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

07 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

Morgan Stanley & Co. International plc


5. Date on which threshold was crossed or reached:

26 Aug 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.28 %0.19 %3.47 %7149178
Previous notification2.72 %0.42 %3.14 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170202346420.00 %3.28 %
Total2346423.28 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time128560.18 %
  Total128560.18 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 22.12.2070at any timeCash4400.01 %
   Total4400.01 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc3.03 %%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
E*TRADE Financial Holdings, LLC%%%
ETCM Holdings, LLC%%%
E*TRADE Securities LLC%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

01 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
voluntary group notification with triggered threshold on subsidiary level


3. Details of person subject to the notification obligation

Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

UBS AG


5. Date on which threshold was crossed or reached:

30 Aug 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New5.70 %0.23 %5.93 %7149178
Previous notification5.28 %0.23 %5.51 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170204075330.00 %5.70 %
Total4075335.70 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to recall lent shares At any time7690.01 %
Right of use over shares At any time155210.22 %
  Total162900.23 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG%%%
UBS AG5.39 %%5.39 %
UBS Switzerland AG%%%
%%%
UBS Group AG%%%
UBS AG5.39 %%5.39 %
UBS Asset Management AG%%%
UBS Asset Management Holding (No. 2) Ltd%%%
UBS Asset Management Holding Ltd%%%
UBS Asset Management (UK) Limited%%%
%%%
UBS Group AG%%%
UBS AG5.39 %%5.39 %
UBS Asset Management AG%%%
UBS Fund Management (Luxembourg) SA%%%
%%%
UBS Group AG%%%
UBS AG5.39 %%5.39 %
UBS Asset Management AG%%%
UBS Asset Management Switzerland AG%%%
UBS Fund Management (Switzerland) AG%%%
%%%
UBS Group AG%%%
UBS AG5.39 %%5.39 %
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Asset Management Trust Company%%%
%%%
UBS Group AG%%%
UBS AG5.39 %%5.39 %
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Securities LLC%%%
%%%
UBS Group AG%%%
UBS AG5.39 %%5.39 %
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Financial Services Inc.%%%
%%%
UBS Group AG%%%
UBS AG5.39 %%5.39 %
UBS Europe SE%%%
UBS Gestion S.G.I.I.C., SA%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

02 Sep 2021
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: Pelham Long / Short Small Cap Fund Ltd
City of registered office, country: Hamilton, Bermuda

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Pelham Long/Short Small Cap Master Fund Ltd

5. Date on which threshold was crossed or reached:
01 Sep 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.77 %0.00 %2.77 %7,149,178
Previous notification4.53 %0.00 %4.53 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020198,0290.00 %2.77 %
Total198,0292.77 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Pelham Long / Short Small Cap Fund Ltd%%%
Pelham Long / Short Small Cap Master Fund Ltd%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
03 Sep 2021
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Natural person (first name, surname): Ross Turner
Date of birth: 28 Aug 1977

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
01 Sep 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.77 %0.00 %2.77 %7,149,178
Previous notification4.53 %0.00 %4.53 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020198,0290.00 %2.77 %
Total198,0292.77 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Ross Turner%%%
Pelham Capital Ltd%%%
Ross Turner%%%
Pelham Capital Management Ltd%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
03 Sep 2021
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
UBS AG

5. Date on which threshold was crossed or reached:
27 Aug 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New5.28 %0.23 %5.51 %7149178
Previous notification4.85 %0.23 %5.08 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170203773540.00 %5.28 %
Total3773545.28 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to recall lent shares At any time4690.01 %
Right of use over shares At any time158230.22 %
  Total162920.23 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG%%%
UBS AG4.97 %%%
UBS Switzerland AG%%%
%%%
UBS Group AG%%%
UBS AG4.97 %%%
UBS Asset Management AG%%%
UBS Asset Management Holding (No. 2) Ltd%%%
UBS Asset Management Holding Ltd%%%
UBS Asset Management (UK) Limited%%%
%%%
UBS Group AG%%%
UBS AG4.97 %%%
UBS Asset Management AG%%%
UBS Fund Management (Luxembourg) SA%%%
%%%
UBS Group AG%%%
UBS AG4.97 %%%
UBS Asset Management AG%%%
UBS Asset Management Switzerland AG%%%
UBS Fund Management (Switzerland) AG%%%
%%%
UBS Group AG%%%
UBS AG4.97 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Asset Management Trust Company%%%
%%%
UBS Group AG%%%
UBS AG4.97 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Securities LLC%%%
%%%
UBS Group AG%%%
UBS AG4.97 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Financial Services Inc.%%%
%%%
UBS Group AG%%%
UBS AG4.97 %%%
UBS Europe SE%%%
UBS Gestion S.G.I.I.C., SA%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
01 Sep 2021
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
UBS AG

5. Date on which threshold was crossed or reached:
27 Aug 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New5.28 %0.23 %5.51 %7149178
Previous notification4.85 %0.23 %5.08 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170203773540.00 %5.28 %
Total3773545.28 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to recall lent shares At any time4690.01 %
Right of use over shares At any time158230.22 %
  Total162920.23 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG%%%
UBS AG4.97 %%%
UBS Switzerland AG%%%
%%%
UBS Group AG%%%
UBS AG4.97 %%%
UBS Asset Management AG%%%
UBS Asset Management Holding (No. 2) Ltd%%%
UBS Asset Management Holding Ltd%%%
UBS Asset Management (UK) Limited%%%
%%%
UBS Group AG%%%
UBS AG4.97 %%%
UBS Asset Management AG%%%
UBS Fund Management (Luxembourg) SA%%%
%%%
UBS Group AG%%%
UBS AG4.97 %%%
UBS Asset Management AG%%%
UBS Asset Management Switzerland AG%%%
UBS Fund Management (Switzerland) AG%%%
%%%
UBS Group AG%%%
UBS AG4.97 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Asset Management Trust Company%%%
%%%
UBS Group AG%%%
UBS AG4.97 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Securities LLC%%%
%%%
UBS Group AG%%%
UBS AG4.97 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Financial Services Inc.%%%
%%%
UBS Group AG%%%
UBS AG4.97 %%%
UBS Europe SE%%%
UBS Gestion S.G.I.I.C., SA%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
01 Sep 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

UBS AG


5. Date on which threshold was crossed or reached:

25 Aug 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.85 %0.23 %5.08 %7149178
Previous notification3.31 %1.26 %4.57 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170203467360,00 %4.85 %
Total3467364.85 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to recall lent shares At any time690,00 %
Right of use over shares At any time162220.23 %
  Total162910.23 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00,00 %
   Total00,00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG%%%
UBS AG4.54 %%%
UBS Switzerland AG%%%
%%%
UBS Group AG%%%
UBS AG4.54 %%%
UBS Asset Management AG%%%
UBS Asset Management Holding (No. 2) Ltd%%%
UBS Asset Management Holding Ltd%%%
UBS Asset Management (UK) Limited%%%
%%%
UBS Group AG%%%
UBS AG4.54 %%%
UBS Asset Management AG%%%
UBS Fund Management (Luxembourg) SA%%%
%%%
UBS Group AG%%%
UBS AG4.54 %%%
UBS Asset Management AG%%%
UBS Asset Management Switzerland AG%%%
UBS Fund Management (Switzerland) AG%%%
%%%
UBS Group AG%%%
UBS AG4.54 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Asset Management Trust Company%%%
%%%
UBS Group AG%%%
UBS AG4.54 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Securities LLC%%%
%%%
UBS Group AG%%%
UBS AG4.54 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Financial Services Inc.%%%
%%%
UBS Group AG%%%
UBS AG4.54 %%%
UBS Europe SE%%%
UBS Gestion S.G.I.I.C., SA%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

30 Aug 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: Union Investment Privatfonds GmbH
City of registered office, country: Frankfurt am Main, Germany


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

26 Aug 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.18 %0.64 %4.82 %7149178
Previous notification4.88 %0.64 %5.52 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170202986480.00 %4.18 %
Total2986484.18 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Securities Lending  459590.64 %
  Total459590.64 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

XPerson subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
 Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
    


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

27 Aug 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

26 Aug 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.11 %0.68 %3.78 %7149178
Previous notificationn/a %n/a %n/a %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170202220920.00 %3.11 %
Total2220923.11 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Equity Swap15/09/2021 – 06/07/202615/09/2021 – 06/07/2026Cash482900.68 %
   Total482900.68 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
JPMorgan Chase & Co.%%%
JPMorgan Chase Bank, National Association%%%
J.P. Morgan International Finance Limited%%%
J.P. Morgan Capital Holdings Limited%%%
J.P. Morgan Securities plc%%%
%%%
JPMorgan Chase & Co.%%%
JPMorgan Chase Holdings LLC%%%
J.P. Morgan Broker-Dealer Holdings Inc.%%%
J.P. Morgan Securities LLC%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

27 Aug 2021

 

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
In addition securities lending


3. Details of person subject to the notification obligation

Legal entity: Union Investment Privatfonds GmbH
City of registered office, country: Frankfurt/Main, Germany


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

24 Aug 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.88 %0.64 %5.52 %7,149,178
Previous notification5.62 %0.00 %5.62 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020348,6480.00 %4.88 %
Total348,6484.88 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Securities Lending  45,9590.64 %
  Total45,9590.64 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

XPerson subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
 Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
    


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

25 Aug 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

UBS AG


5. Date on which threshold was crossed or reached:

19 Aug 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.31 %1.26 %4.57 %7,149,178
Previous notification3.58 %1.60 %5.17 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020236,7720.00 %3.31 %
Total236,7723.31 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to recall lent shares At any time75,0691.05 %
Right of use over shares At any time15,1380.21 %
  Total90,2071.26 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG%%%
UBS AG3.00 %%%
UBS Switzerland AG%%%
%%%
UBS Group AG%%%
UBS AG3.00 %%%
UBS Asset Management AG%%%
UBS Asset Management Holding (No. 2) Ltd%%%
UBS Asset Management Holding Ltd%%%
UBS Asset Management (UK) Limited%%%
%%%
UBS Group AG%%%
UBS AG3.00 %%%
UBS Asset Management AG%%%
UBS Fund Management (Luxembourg) SA%%%
%%%
UBS Group AG%%%
UBS AG3.00 %%%
UBS Asset Management AG%%%
UBS Asset Management Switzerland AG%%%
UBS Fund Management (Switzerland) AG%%%
%%%
UBS Group AG%%%
UBS AG3.00 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Asset Management Trust Company%%%
%%%
UBS Group AG%%%
UBS AG3.00 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Securities LLC%%%
%%%
UBS Group AG%%%
UBS AG3.00 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Financial Services Inc.%%%
%%%
UBS Group AG%%%
UBS AG3.00 %%%
UBS Europe SE%%%
UBS Gestión S.G.I.I.C.%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

24 Aug 2021



Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

17 Aug 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.72 %0.42 %3.14 %7,149,178
Previous notification3.54 %0.77 %4.32 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020194,4370.00 %2.72 %
Total194,4372.72 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time29,4350.41 %
  Total29,4350.41 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 22.12.2070at any timeCash4400.01 %
   Total4400.01 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
E*TRADE Financial Holdings, LLC%%%
ETCM Holdings, LLC%%%
E*TRADE Securities LLC%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

The notification was triggered due to a disposal of client securities over which Morgan Stanley & Co. LLC had a right of use. 


Date

19 Aug 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

 Acquisition/disposal of shares with voting rights
XAcquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

UBS AG


5. Date on which threshold was crossed or reached:

16 Aug 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.58 %1.60 %5.17 %7,149,178
Previous notification3.61 %1.26 %4.88 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020255,6850 %3.58 %
Total255,6853.58 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to recall lent shares At any time75,0691.05 %
Right of use over shares At any time39,0540.55 %
  Total114,1231.60 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00 %
   Total00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG%%%
UBS AG3.26 %%%
UBS Switzerland AG%%%
%%%
UBS Group AG%%%
UBS AG3.26 %%%
UBS Europe SE%%%
UBS Gestion S.G.I.I.C., SA%%%
%%%
UBS Group AG%%%
UBS AG3.26 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Securities LLC%%%
%%%
UBS Group AG%%%
UBS AG3.26 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Asset Management Trust Company%%%
%%%
UBS Group AG%%%
UBS AG3.26 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Financial Services Inc.%%%
%%%
UBS Group AG%%%
UBS AG3.26 %%%
UBS Asset Management AG%%%
UBS Asset Management Holding (No. 2) Ltd%%%
UBS Asset Management Holding Ltd%%%
UBS Asset Management (UK) Limited%%%
%%%
UBS Group AG%%%
UBS AG3.26 %%%
UBS Asset Management AG%%%
UBS Asset Management Switzerland AG%%%
UBS Fund Management (Switzerland) AG%%%
%%%
UBS Group AG%%%
UBS AG3.26 %%%
UBS Asset Management AG%%%
UBS Fund Management (Luxembourg) SA%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

19 Aug 2021
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
UBS AG

5. Date on which threshold was crossed or reached:
13 Aug 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.61 %1.26 %4.88 %7,149,178
Previous notificationn/a %n/a %n/a %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020258,4390 %3.61 %
Total258,4393.61 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to recall lent shares At any time75,0691.05 %
Right of use over shares At any time15,1430.21 %
  Total90,2121.26 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00 %
   Total00 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG%%%
UBS AG3.31 %%%
UBS Switzerland AG%%%
%%%
UBS Group AG%%%
UBS AG3.31 %%%
UBS Asset Management AG%%%
UBS Asset Management Holding (No. 2) Ltd%%%
UBS Asset Management Holding Ltd%%%
UBS Asset Management (UK) Limited%%%
%%%
UBS Group AG%%%
UBS AG3.31 %%%
UBS Asset Management AG%%%
UBS Fund Management (Luxembourg) SA%%%
%%%
UBS Group AG%%%
UBS AG3.31 %%%
UBS Asset Management AG%%%
UBS Asset Management Switzerland AG%%%
UBS Fund Management (Switzerland) AG%%%
%%%
UBS Group AG%%%
UBS AG3.31 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Asset Management Trust Company%%%
%%%
UBS Group AG%%%
UBS AG3.31 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Securities LLC%%%
%%%
UBS Group AG%%%
UBS AG3.31 %%%
UBS Americas Holding LLC%%%
UBS Americas Inc.%%%
UBS Financial Services Inc.%%%
%%%
UBS Group AG%%%
UBS AG3.31 %%%
UBS Europe SE%%%
UBS Gestión S.G.I.I.C.%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
18 Aug 2021
 
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
 Acquisition/disposal of shares with voting rights
XAcquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: H&F Corporate Investors X, Ltd.
City of registered office, country: George Town, Grand Cayman, Cayman Islands

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Zorro Bidco S.à r.l.

5. Date on which threshold was crossed or reached:
13 Aug 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New0.00 %17.13 %17.13 %7,149,178
Previous notificationn/a %n/a %n/a %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
 000.00 %0.00 %
Total00.00 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Irrevocable undertakings to accept takeover offer  Physical1,224,40017.13 %
   Total1,224,40017.13 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
H&F Corporate Investors X, Ltd.%%%
Hellman & Friedman Investors X, L.P.%%%
Hellman & Friedman Capital Partners X, L.P.%%%
Zorro Holdings GP, LLC%%%
Zorro Holdings, L.P.%%%
Zorro Topco S.à r.l.%%%
Zorro Midco S.à r.l.%%%
Zorro Bidco S.à r.l.%17.13 %17.13 %
%%%
H&F Corporate Investors X, Ltd.%%%
Hellman & Friedman Investors X, L.P.%%%
Hellman & Friedman Capital Partners X (Parallel), L.P.%%%
Zorro Holdings GP, LLC%%%
Zorro Holdings, L.P.%%%
Zorro Topco S.à r.l.%%%
Zorro Midco S.à r.l.%%%
Zorro Bidco S.à r.l.%17.13 %17.13 %
%%%
H&F Corporate Investors X, Ltd.%%%
Hellman & Friedman Investors X, L.P.%%%
HFCP X (Parallel-C), L.P.%%%
Zorro Holdings GP, LLC%%%
Zorro Holdings, L.P.%%%
Zorro Topco S.à r.l.%%%
Zorro Midco S.à r.l.%%%
Zorro Bidco S.à r.l.%17.13 %17.13 %
%%%
H&F Corporate Investors X, Ltd.%%%
Hellman & Friedman Investors X, L.P.%%%
H&F Executives X, L.P.%%%
Zorro Holdings GP, LLC%%%
Zorro Holdings, L.P.%%%
Zorro Topco S.à r.l.%%%
Zorro Midco S.à r.l.%%%
Zorro Bidco S.à r.l.%17.13 %17.13 %
%%%
H&F Corporate Investors X, Ltd.%%%
Hellman & Friedman Investors X, L.P.%%%
H&F Executives X-A, L.P.%%%
Zorro Holdings GP, LLC%%%
Zorro Holdings, L.P.%%%
Zorro Topco S.à r.l.%%%
Zorro Midco S.à r.l.%%%
Zorro Bidco S.à r.l.%17.13 %17.13 %
%%%
H&F Corporate Investors X, Ltd.%%%
Hellman & Friedman Investors X, L.P.%%%
H&F Associates X, L.P.%%%
Zorro Holdings GP, LLC%%%
Zorro Holdings, L.P.%%%
Zorro Topco S.à r.l.%%%
Zorro Midco S.à r.l.%%%
Zorro Bidco S.à r.l.%17.13 %17.13 %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
17 Aug 2021
 

zooplus AG
06.05.2021 / 15:52
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
 Acquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
Notification is triggered due to the non application of the Custody Exemption available under Sect. 36 Para. 3 No. 2 WpHG

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
29 Apr 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.54 %0.77 %4.32 %7149178
Previous notification2.74 %0.74 %3.48 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170202531600.00 %3.54 %
Total2531603.54 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time515770.72 %
  Total515770.72 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 08.04.2071at any timeCash930.00 %
Equity SwapFrom 23.03.2022 to 13.09.2023at any timeCash36790.05 %
   Total37720.05 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley Capital Services LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
E*TRADE Financial Holdings, LLC%%%
ETCM Holdings, LLC%%%
E*TRADE Securities LLC%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
05 May 2021



Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

 Acquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason:
Notification is triggered due to the application of the Custody Exemption available under Sect. 36 Para. 3 No. 2 WpHG


3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

19 Apr 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.74 %0.74 %3.48 %7,149,178
Previous notification3.01 %0.71 %3.71 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020196,1820.00 %2.74 %
Total196,1822.74 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time48,5900.68 %
  Total48,5900.68 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 08.04.2071at any timeCash1470.00 %
Equity SwapFrom 23.03.2022 to 13.09.2023at any timeCash4,1700.06 %
   Total4,3170.06 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley Capital Services LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
E*TRADE Financial Holdings, LLC%%%
ETCM Holdings, LLC%%%
E*TRADE Securities LLC%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

23 Apr 2021



Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

17 March 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.01 %0.71 %3.71 %7149178
Previous notification2.98 %0.72 %3.70 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170202151460.00 %3.01 %
Total2151463.01 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time462750.65 %
  Total462750.65 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 10.07.2070at any timeCash260 %
Equity SwapFrom 23.03.2022 to 13.09.2023at any timeCash41290.06 %
   Total41550.06 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley Capital Services LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
E*TRADE Financial Holdings, LLC%%%
ETCM Holdings, LLC%%%
E*TRADE Securities LLC%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

23 March 2021



Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
15 March 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.98 %0.72 %3.70 %7149178
Previous notification3.001435969282 %0.56 %3.56 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170202130380.00 %2.98 %
Total2130382.98 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time470120.66 %
  Total470120.66 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 21.01.2071at any timeCash380 %
Equity SwapFrom 23.03.2021 to 13.09.2023at any timeCash41290.06 %
   Total41670.06 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley Capital Services LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
E*TRADE Financial Holdings, LLC%%%
ETCM Holdings, LLC%%%
E*TRADE Securities LLC%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
19 March 2021



Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
09 March 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.001435969282 %0.56 %3.56 %7149178
Previous notification2.95 %0.37 %3.32 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170202145780.00 %3.00 %
Total2145783.001435969282 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time355280.50 %
  Total355280.50 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 21.01.2071at any timeCash410 %
Equity SwapFrom 23.03.2021 to 13.09.2023at any timeCash41290.06 %
   Total41700.06 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley Capital Services LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
E*TRADE Financial Holdings, LLC%%%
ETCM Holdings, LLC%%%
E*TRADE Securities LLC%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
12 March 2021



Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

03 March 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.95 %0.37 %3.32 %7149178
Previous notification3.83 %0.46 %4.28 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170202105460.00 %2.95 %
Total2105462.95 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time219750.31 %
  Total219750.31 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 26.01.2071at any timeCash440 %
Equity SwapFrom 23.03.2021 to 13.09.2023at any timeCash44800.06 %
   Total45240.06 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley Capital Services LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
E*TRADE Financial Holdings, LLC%%%
ETCM Holdings, LLC%%%
E*TRADE Securities LLC%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

09 March 2021



Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

26 Jan 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.83 %0.46 %4.28 %7,149,178
Previous notification4.35 %0.65 %5.00140016097 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020273,4790.00 %3.83 %
Total273,4793.83 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time25,7950.36 %
  Total25,7950.36 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 21.01.2071at any timeCash640.00 %
Equity SwapFrom 23.03.2021 to 13.09.2023at any timeCash6,7590.09 %
   Total6,8230.10 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley Capital Services LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
E*TRADE Financial Holdings, LLC%%%
ETCM Holdings, LLC%%%
E*TRADE Securities LLC%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

The notification was triggered due to a disposal of client securities over which Morgan Stanley & Co. International plc had a right of use. 


Date

01 Feb 2021
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. International plc

5. Date on which threshold was crossed or reached:
25 Jan 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.35 %0.65 %5.00140016097 %7149178
Previous notification4.13 %0.71 %4.84 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170203110620.00 %4.35 %
Total3110624.35 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time394990.55 %
  Total394990.55 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 21.01.2071at any timeCash720.00 %
Equity SwapFrom 23.03.2021 to 13.09.2023at any timeCash69260.10 %
   Total69980.10 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley Capital Services LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc3.22 %%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
E*TRADE Financial Holdings, LLC%%%
ETCM Holdings, LLC%%%
E*TRADE Securities LLC%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
29 Jan 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Natural person (first name, surname): Ross Turner
Date of birth: 28 Aug 1977


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

Pelham Long/Short Small Cap Master Fund Ltd


5. Date on which threshold was crossed or reached:

26 Jan 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.53 %0.00 %4.53 %7149178
Previous notification5.02 %0.00 %5.02 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170203235840.00 %4.53 %
Total3235844.53 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Ross Turner%%%
Pelham Capital Ltd4.53 %%%
Ross Turner%%%
Pelham Capital Management Ltd4.53 %%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

28 Jan 2021



Notification of Major Holdings

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: Pelham Long / Short Small Cap Fund Ltd
City of registered office, country: Hamilton, Bermuda


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

Pelham Long/Short Small Cap Master Fund Ltd


5. Date on which threshold was crossed or reached:

26 Jan 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.53 %0.00 %4.53 %7149178
Previous notification5.02 %0.00 %5.02 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170203235840.00 %4.53 %
Total3235844.53 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Pelham Long / Short Small Cap Fund Ltd%%%
Pelham Long / Short Small Cap Master Fund Ltd4.53 %%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

28 Jan 2021

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Natural person (first name, surname): Gregory Alexander
Date of birth: 18 Jun 1963


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

21 Jan 2021


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.69 %0.00 %2.69 %7149178
Previous notification4.84 %0.00 %4.84 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170201924760.00 %2.69 %
Total1924762.69 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
-Gregory Alexander%%%
-Conifer Management LLC%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

26 Jan 2021
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Natural person (first name, surname): Cornelius Dr. Patt
Date of birth: 28 Jul 1967

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
KF030332 GmbH

5. Date on which threshold was crossed or reached:
15 Jan 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.02 %0.48 %3.50 %7149178
Previous notification1.60 %1.40 %3.00 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170202160000.00 %3.02 %
Total2160003.02 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreements No specific runtime340000.48 %
  Total340000.48 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
-Dr. Cornelius Patt%%%
-KF030332 GmbH3.02 %%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
20 Jan 2021

Notification of Major Holdings


1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. International plc

5. Date on which threshold was crossed or reached:
08 Jan 2021

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.13 %0.71 %4.84 %7,149,178
Previous notification4.39 %0.73 %5.12 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020295,3220.00 %4.13 %
Total295,3224.13 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right of recall over securities lending agreementsat any timeat any time43,9960.62 %
  Total43,9960.62 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Retail Structured ProductFrom 02.02.2067 to 20.11.2070at any timeCash330.00 %
Equity SwapFrom 23.03.2021 to 13.09.2023at any timeCash6,9260.10 %
   Total6,9590.10 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley Capital Services LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
%%%
Morgan Stanley%%%
Morgan Stanley International Holdings Inc.%%%
Morgan Stanley International Limited%%%
Morgan Stanley Investments (UK)%%%
Morgan Stanley & Co. International plc3.09 %%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
Morgan Stanley & Co. LLC%%%
Prime Dealer Services Corp.%%%
%%%
Morgan Stanley%%%
Morgan Stanley Capital Management, LLC%%%
Morgan Stanley Domestic Holdings, Inc.%%%
E*TRADE Financial Holdings, LLC%%%
ETCM Holdings, LLC%%%
E*TRADE Securities LLC%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
The notification was triggered due to a disposal of client securities over which Morgan Stanley & Co. International plc had a right of use 

Date
14 Jan 2021

zooplus AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Notification of Major Holdings

1. Details of issuer

Name: zooplus AG
Street: Sonnenstraße 15
Postal code: 80331
City: München
Germany
Legal Entity Identifier (LEI): 549300VB13ZT2X88PU78

2. Reason for notification

  Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
Notification is triggered due to the non application of the Trading Book Exemption which is available under Sect. 36 Para. 1 WpHG.


3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

Morgan Stanley & Co. International plc

5. Date on which threshold was crossed or reached:

01 Jan 2021

6. Total positions

  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 4.39 % 0.73 % 5.12 % 7,149,178
Previous notification 0.47 % 0.06 % 0.53 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005111702 0 314,136 0.00 % 4.39 %
Total 314,136 4.39 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right of recall over securities lending agreements at any time at any time 44,433 0.62 %
    Total 44,433 0.62 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Retail Structured Product From 02.02.2067 to 20.11.2070 at any time Cash 28 0.00 %
Equity Swap From 23.03.2021 to 13.09.2023 at any time Cash 7,625 0.11 %
      Total 7,653 0.11 %

8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley Capital Services LLC % % %
% % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley & Co. LLC % % %
% % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley International Limited % % %
Morgan Stanley Investments (UK) % % %
Morgan Stanley & Co. International plc 3.37 % % %
% % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley & Co. LLC % % %
Prime Dealer Services Corp. % % %
% % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
E*TRADE Financial Holdings, LLC % % %
ETCM Holdings, LLC % % %
E*TRADE Securities LLC % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

The notification is triggered due to the non-application of the Trading Book Exemption which is available under Sect. 36 Para. 1 WpHG to the holdings of Morgan Stanley & Co. International plc following the UK leaving the EU. Please note, the Trading book exemption continues to be applied by Morgan Stanley Europe SE to its holdings of 0.02% as of 1st January 2021. 

Date

07 Jan 2021

  

zooplus AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

zooplus AG

Notification of Major Holdings

1. Details of issuer

Name: zooplus AG
Street: Sonnenstraße 15
Postal code: 80331
City: München
Germany
Legal Entity Identifier (LEI): 549300VB13ZT2X88PU78

2. Reason for notification

  Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
Transfer of investment management from Ruane, Cunniff & Goldfarb Inc


3. Details of person subject to the notification obligation

Natural person (first name, surname): Gregory Alexander
Date of birth: 18 Jun 1963

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

17 Jun 2019

6. Total positions

  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 5.69 % 0.00 % 5.69 % 7144678
Previous notification n/a % n/a % n/a % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005111702 0 406885 0.00 % 5.69 %
Total 406885 5.69 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
      0 0.00 %
    Total 0 0.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
        0 0.00 %
      Total 0 0.00 %

8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
-Gregory Alexander % % %
-Conifer Management LLC 5.69 % % 5.69 %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

 

Date

10 Dec 2020

zooplus AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

zooplus AG

Notification of Major Holdings

1. Details of issuer

Name: zooplus AG
Street: Sonnenstraße 15
Postal code: 80331
City: München
Germany
Legal Entity Identifier (LEI): 549300VB13ZT2X88PU78

2. Reason for notification

  Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
Transfer of investment management to Conifer Management LLC


3. Details of person subject to the notification obligation

Legal entity: Ruane, Cunniff & Goldfarb Inc
City of registered office, country: Wilmington, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

17 Jun 2019

6. Total positions

  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.01 % 0.00 % 0.01 % 7144678
Previous notification 9.03 % 0.00 % 9.03 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005111702 0 431 0.00 % 0.01 %
Total 431 0.01 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
      0 0.00 %
    Total 0 0.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
        0 0.00 %
      Total 0 0.00 %

8. Information in relation to the person subject to the notification obligation

X Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
  Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
       

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

 

Date

15 Dec 2020

zooplus AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

zooplus AG
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer

Name: zooplus AG
Street: Sonnenstraße 15
Postal code: 80331
City: München
Germany
Legal Entity Identifier (LEI): 549300VB13ZT2X88PU78

2. Reason for notification

X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:


3. Details of person subject to the notification obligation

Natural person (first name, surname): Gregory Alexander
Date of birth: 18 Jun 1963

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

01 Dec 2020

6. Total positions

  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 4.84 % 0.00 % 4.84 % 7149178
Previous notification 5.69 % 0.00 % 5.69 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005111702 0 345714 0.00 % 4.84 %
Total 345714 4.84 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
      0 0.00 %
    Total 0 0.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
        0 0.00 %
      Total 0 0.00 %

8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
-Gregory Alexander % % %
-Conifer Management LLC 4.84 % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

 

Date

10 Dec 2020

Notification of Major Holdings

1. Details of issuer

Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78


2. Reason for notification

XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:


3. Details of person subject to the notification obligation

Legal entity: The Capital Group Companies, Inc.
City of registered office, country: Los Angeles, California, United States of America (USA)


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

SMALLCAP World Fund, Inc.


5. Date on which threshold was crossed or reached:

09 Nov 2020


6. Total positions

 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New10.21 %0.00 %10.21 %7149178
Previous notification9.86 %0.00 %9.86 %/


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000511170207300850.00 %10.21 %
Total73008510.21 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %


8. Information in relation to the person subject to the notification obligation

 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
The Capital Group Companies, Inc.%%%
Capital Research and Management Company9.11 %%9.11 %
Capital Group International, Inc.%%%
Capital International, Inc.%%%


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
%%%


10. Other explanatory remarks:

 


Date

10 Nov 2020
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: The Capital Group Companies, Inc.
City of registered office, country: Los Angeles, California, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
SMALLCAP World Fund, Inc.

5. Date on which threshold was crossed or reached:
14 Sep 2020

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New9.86 %0.00 %9.86 %7,149,178
Previous notification10.18 %0.00 %10.18 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020704,7800.00 %9.86 %
Total704,7809.86 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
The Capital Group Companies, Inc.%%%
Capital Research and Management Company9.21 %%9.21 %
Capital Group International, Inc.%%%
Capital International, Inc.%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
17 Sep 2020

zooplus AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

zooplus AG
29.07.2020 / 10:11
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: BESTINVER GESTIÓN, S.A.
City of registered office, country: Madrid, Spain

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
21 Jul 2020

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New2.90 %0.00 %2.90 %7,149,178
Previous notification4.848 %0 %4.848 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005111702167,30540,3522.34 %0.56 %
Total207,6572.90 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %

8. Information in relation to the person subject to the notification obligation
XPerson subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
 Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
    

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
Bestinver Gestión S.A., SGIIC is a fund management company. It exercises the voting rights attached to the shares of the investment funds it manages (direct voting rights) and the shares property of the SICAV and pension funds it manages (indirect voting rights). Bestinver Gestión SGIIC is held by Bestinver S.A. and Acciona, S.A., but acts independently – Independance notification sent to Bafin-. 

Date
28 Jul 2020


29.07.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


 

Publication of total number of voting rights

1. Details of issuer
zooplus AG
Sonnenstraße 15
80331 München
Germany

2. Type of capital measure
 Type of capital measureDate of status / date of effect
XConditional capital increase (Sec. 41 para. 2 WpHG)June 30, 2020
 Other capital measure (Sec. 41 para. 1 WpHG) 

3. New total number of voting rights:
7,149,178

On June 12, 2020, zooplus AG received the following notification from Herbert Smith Freehills LLP pursuant to Section 43 (1) German Securities Trading Act (Wertpapierhandelsgesetz, WpHG):

We represent the Capital Research and Management Company, 333 South Hope Street, Los Angeles, CA 90071, USA. In the name and on behalf of our client, the Capital Research and Management Company, we hereby notify you pursuant to Section 43 (1) WpHG:

  1. The Capital Research and Management Company is neither directly nor indirectly the owner of the shares which voting rights are attributable to it. Instead, these shares belong to one or more assets under management of Capital Research and Management Company or its subsidiaries. The Capital Research and Management Company is therefore not pursuing any strategic objectives with this investment.
  2. The Capital Research and Management Company does not intend to acquire further voting rights in zooplus AG on its own account or to obtain them in any other way within the next twelve months. Capital Research and Management Company cannot assess whether the assets under management of Capital Research and Management Company or its subsidiaries will acquire or otherwise obtain further voting rights in zooplus AG within the next twelve months. Any acquisition will depend on the prevailing market conditions and the investment objectives of the individual assets under management.
  3. The Capital Research and Management Company does not intend to influence the composition of the administrative, management and supervisory bodies of zooplus AG.
  4. The Capital Research and Management Company does not intend to make any significant changes to the capital structure of zooplus AG, particularly with regard to the ratio of equity and debt financing and the dividend policy.
  5. With regard to the origin of the funds used for the acquisition of the voting rights, the Capital Research and Management Company hereby announces that the voting rights of the Capital Research and Management Company were attributed to the Capital Research and Management Company in accordance with Section 34 (1) Sentence 1 No. 6 WpHG (partially in conjunction with Section 34 (1) Sentences 2 and 3 WpHG). Therefore, the Capital Research and Management Company did not finance the acquisition from its own funds or from external funds.
On June 12, 2020, zooplus AG received the following notification from Herbert Smith Freehills LLP pursuant to Section 43 (1) German Securities Trading Act (Wertpapierhandelsgesetz, WpHG):

We represent The Capital Group Companies, Inc., 333 South Hope Street, Los Angeles, CA 90071, USA. In the name and on behalf of our client, The Capital Group Companies, Inc., we hereby notify you pursuant to Section 43 (1) WpHG:
  1. The Capital Group Companies, Inc. is neither directly nor indirectly the owner of the shares which voting rights are attributable to it. Instead, these shares belong to one or more assets under management of subsidiaries of The Capital Group Companies, Inc. The Capital Group Companies, Inc. is therefore not pursuing any strategic objectives with this investment.
  2. The Capital Group Companies, Inc. does not intend to acquire further voting rights in zooplus AG on its own account or to obtain them in any other way within the next twelve months. The Capital Group Companies, Inc. cannot assess whether the assets under management of its subsidiaries will acquire or otherwise obtain further voting rights in zooplus AG within the next twelve months. Any acquisition will depend on the prevailing market conditions and the investment objectives of the individual assets under management.
  3. The Capital Group Companies, Inc. does not intend to influence the composition of the administrative, management and supervisory bodies of zooplus AG.
  4. The Capital Group Companies, Inc. does not intend to make any significant changes to the capital structure of zooplus AG, particularly with regard to the ratio of equity and debt financing and the dividend policy.
  5. With regard to the origin of the funds used for the acquisition of the voting rights, The Capital Group Companies, Inc. hereby announces in accordance with Section 43 (1) Sentence 4 WpHG that the voting rights of The Capital Group Companies, Inc. were attributed to The Capital Group Companies, Inc. in accordance with Section 34 (1) Sentence 1 No. 6 in conjunction with Section 34 (1) Sentences 2 and 3 WpHG. Therefore, The Capital Group Companies, Inc. did not finance the acquisition from its own funds or from external funds.
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: The Capital Group Companies, Inc.
City of registered office, country: Los Angeles, Kalifornien, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
SMALLCAP World Fund, Inc.

5. Date on which threshold was crossed or reached:
05 Jun 2020

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New10.18 %0.00 %10.18 %7,148,688
Previous notification5.09 %0.14 %5.23 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE00051117020727,6590.00 %10.18 %
Total727,65910.18 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
   00.00 %
  Total00.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
    00.00 %
   Total00.00 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
The Capital Group Companies, Inc.%%%
Capital Research and Management Company9.94 %%9.94 %
Capital Group International, Inc.%%%
Capital International, Inc.%%%
%%%
The Capital Group Companies, Inc.%%%
Capital Bank & Trust Company%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
10 Jun 2020
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: Luxunion S.A.
City of registered office, country: Leudelange, Luxembourg

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Luxempart S.A.

5. Date on which threshold was crossed or reached:
08 May 2020

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.99 %0.00 %4.99 %7148688
Previous notification5.0038 %0.00 %5.0038 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005111702 357033%4.99 %
Total3570334.99 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
    %
  Total %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
     %
   Total %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
Luxunion S.A.%%%
Foyer Finance S.A.%%%
Luxempart S.A.4.99 %%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
13 May 2020
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: BESTINVER GESTION, S.A. SGIIC
City of registered office, country: Madrid, Spain

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
07 May 2020

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New4.848 %0 %4.848 %7148688
Previous notification6.565 %0 %6.565 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005111702280788657593.928 %0.920 %
Total3465474.848 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
    %
  Total %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
     %
   Total %

8. Information in relation to the person subject to the notification obligation
XPerson subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
 Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
    

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
Bestinver Gestión S.A. SGIIC is a Spanish fund management company. As such, it exercises the voting rights attached to the shares property of the investment funds it manages and represents (direct voting rights) and the shares property of the SICAV – investment companies – it manages and represents (indirect voting rights). Additionally, Bestinver Gestión, S.A. SGIIC has been granted a power of attorney to exercise the voting rights attached to the shares under the property of the pension funds managed by Bestinver Pensiones EGFP, S.A. (indirect voting rights). 

Date
12 May 2020

Publication of total number of voting rights

1. Details of issuer

zooplus AG
Sonnenstraße 15
80331 München
Germany


2. Type of capital measure

 Type of capital measureDate of status / date of effect
XConditional capital increase (Sec. 41 para. 2 WpHG)30. April 2020
 Other capital measure (Sec. 41 para. 1 WpHG) 


3. New total number of voting rights:

7.148.688

zooplus AG

Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.

Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: Union Investment Privatfonds GmbH
City of registered office, country: Frankfurt/Main, Germany

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
27 Apr 2020

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New5.62 %0.00 %5.62 %7146688
Previous notification3.18 %0.00 %3.18 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005111702 401920%5.62 %
Total4019205.62 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
    %
  Total00.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
     %
   Total00.00 %

8. Information in relation to the person subject to the notification obligation
XPerson subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
 Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
    

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
29 Apr 2020
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: Kapitalforeningen Investin Pro
City of registered office, country: Copenhagen , Denmark

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
27 March 2020

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New5.18 %0 %5.18 %7,146,688
Previous notification3.2268 %0 %3.2268 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005111702369,93605.18 %0 %
Total369,9365.18 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
    %
  Total %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
     %
   Total %

8. Information in relation to the person subject to the notification obligation
XPerson subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
 Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
    

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
31 March 2020
Notification of Major Holdings

1. Details of issuer
Name:zooplus AG
Street:Sonnenstraße 15
Postal code:80331
City:München
Germany
Legal Entity Identifier (LEI):549300VB13ZT2X88PU78

2. Reason for notification
XAcquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: Union Investment Privatfonds GmbH
City of registered office, country: Frankfurt am Main, Germany

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
25 March 2020

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.18 %0.00 %3.18 %7146688
Previous notificationn/a %n/a %n/a %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005111702 227127%3.18 %
Total2271273.18 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
    %
  Total00.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
     %
   Total00.00 %

8. Information in relation to the person subject to the notification obligation
XPerson subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
 Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
    

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
26 March 2020

zooplus AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

zooplus AG
27.02.2020 / 16:27
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name: zooplus AG
Street: Sonnenstraße 15
Postal code: 80331
City: München
Germany
Legal Entity Identifier (LEI): 549300VB13ZT2X88PU78

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Natural person (first name, surname): Ross Turner
Date of birth: 28 Aug 1977

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Pelham Long/Short Small Cap Master Fund Ltd

5. Date on which threshold was crossed or reached:
25 Feb 2020

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 5.02 % 0 % 5.02 % 7146688
Previous notification 4.13 % 0 % 4.13 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005111702   358790 % 5.02 %
Total 358790 5.02 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
        %
    Total   %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
          %
      Total   %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Ross Turner % % %
Pelham Capital Ltd 5.02 % % 5.02 %
       
Ross Turner % % %
Pelham Capital Management Ltd 5.02 % % 5.02 %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
26 Feb 2020


27.02.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


 

 


 

 

zooplus AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

zooplus AG
27.02.2020 / 16:23
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name: zooplus AG
Street: Sonnenstraße 15
Postal code: 80331
City: München
Germany
Legal Entity Identifier (LEI): 549300VB13ZT2X88PU78

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Legal entity: Pelham Long / Short Small Cap Fund Ltd
City of registered office, country: Hamilton, Bermuda

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Pelham Long/Short Small Cap Master Fund Ltd

5. Date on which threshold was crossed or reached:
25 Feb 2020

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 5.02 % 0 % 5.02 % 7146688
Previous notification 4.13 % 0 % 4.13 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005111702   358790 % 5.02 %
Total 358790 5.02 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
        %
    Total   %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
          %
      Total   %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Pelham Long / Short Small Cap Fund Ltd % % %
Pelham Long / Short Small Cap Master Fund Ltd 5.02 % % 5.02 %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
26 Feb 2020


27.02.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


 

January 17, 2020

Notification of Major Holdings

1. Details of issuer

Name: zooplus AG
Street: Sonnenstraße 15
Postal code: 80331
City: München
Germany
Legal Entity Identifier (LEI): 549300VB13ZT2X88PU78


2. Reason for notification

X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:


3. Details of person subject to the notification obligation

Legal entity: Baillie Gifford & Co
City of registered office, country: Edinburgh, United Kingdom


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 


5. Date on which threshold was crossed or reached:

15 Jan 2020


6. Total positions

  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 2.83 % 0.00 % 2.83 % 7146688
Previous notification 3.03 % 0.00 % 3.03 % /


7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0005111702   202157 % 2.83 %
Total 202157 2.83 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
        %
    Total   %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
          %
      Total   %


8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

 

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Baillie Gifford & Co % % %
Baillie Gifford Overseas Limited % % %


9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %


10. Other explanatory remarks:

 


Date

17 Jan 2020